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City National Bank
Los Angeles, CA | Full Time
$92k-116k (estimate)
5 Days Ago
Excess Telecom
Los Angeles, CA | Full Time
$90k-113k (estimate)
6 Days Ago
Hanmi Bank
Los Angeles, CA | Full Time
$109k-140k (estimate)
3 Days Ago
Robert Half
Los Angeles, CA | Other
$104k-132k (estimate)
4 Months Ago
Excess Telecom
Los Angeles, CA | Full Time
$90k-113k (estimate)
1 Month Ago
The Trade Desk (China)
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$108k-138k (estimate)
3 Months Ago
TikTok
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$96k-121k (estimate)
1 Month Ago
Netflix
Los Angeles, CA | Full Time
$70k-88k (estimate)
2 Months Ago
Netflix
Los Angeles, CA | Full Time
$86k-116k (estimate)
10 Months Ago
Kindeva Drug Delivery
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$99k-121k (estimate)
1 Week Ago
Hankey Group External
Los Angeles, CA | Full Time
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University of Southern California
Los Angeles, CA | Full Time
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5 Months Ago
Medtronic
Los Angeles, CA | Full Time
$141k-177k (estimate)
1 Week Ago
AECOM Corp. - Worldwide
Los Angeles, CA | Full Time
$131k-173k (estimate)
7 Days Ago
AES Corporation
Los Angeles, CA | Full Time
$114k-148k (estimate)
1 Week Ago
CNM LLP
Los Angeles, CA | Full Time
$125k-153k (estimate)
1 Month Ago
Consultative Search Group
Los Angeles, CA | Full Time
$87k-104k (estimate)
6 Months Ago
Talnq Inc
Los Angeles, CA | Full Time
$116k-143k (estimate)
2 Weeks Ago
Wellnest Emotional Health & Wellness
Los Angeles, CA | Other
$100k-122k (estimate)
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April Housing
Los Angeles, CA | Full Time
$78k-102k (estimate)
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Sr. Compliance Analyst
Robert Half Los Angeles, CA
Apply
$104k-132k (estimate)
Other 4 Months Ago
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Robert Half is Hiring a Sr. Compliance Analyst Near Los Angeles, CA

Ready for a new opportunity? Submit an application for this exciting Compliance Analyst role. In partnership with a company based in Southern California, Robert Half is currently searching for a talented individual to join their ranks. In the Compliance Analyst role, the candidate will be performing duties such as reviewing, preparing, and processing data received from clients for securities or solicitation services and reviewing Disclosure Statement and Plan for details on voting parties, balloting, and the solicitation package.. You will collaborate on certain projects with state and federal compliance teams. Interested? Submit an application today! This contract role could become permanent for the right candidate.Your responsibilities- Assist Team Leader with all aspects Securities and Solicitation Services; Interface with Clients and Team Members.- Create template for Plan Class Report for IT to populate and send report to client for approval.-Assist with management of tabulation, reporting and certification of Plan.- Periodically reach out to key stakeholders to confirm ownership and track completion of tasks, filings, and other regulatory requirements- Manage completion of tasks by the appropriate deadline- Implement and check compliance reports for monitoring and oversight- Assist with the administration of securities transactions including:Complex processing and allocation methodologiesDomestic and international notice dissemination programsSolicitations; rights offeringsTreatment electionsDistribution plans; debt for equity swap

Job Summary

JOB TYPE

Other

SALARY

$104k-132k (estimate)

POST DATE

12/03/2023

EXPIRATION DATE

05/09/2024

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The following is the career advancement route for Sr. Compliance Analyst positions, which can be used as a reference in future career path planning. As a Sr. Compliance Analyst, it can be promoted into senior positions as an Ethics and Mission Integration Director that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Sr. Compliance Analyst. You can explore the career advancement for a Sr. Compliance Analyst below and select your interested title to get hiring information.

Excess Telecom
Remote | Full Time
$90k-113k (estimate)
1 Month Ago
The Trade Desk (China)
Full Time
$108k-138k (estimate)
3 Months Ago