The Senior Compliance Analyst monitors business activities for compliance with applicable rules and regulations. Assists in the development and implementation of compliance programs for the organization. Being a Senior Compliance Analyst responds to inquiries from regulatory agencies and completes required compliance documentation. Ensures operating manuals and procedural documents stay current when regulations change. In addition, Senior Compliance Analyst may supervise and guide lower level compliance specialists. Requires a bachelor's degree. Typically reports to a supervisor or manager. Be ...ing a Senior Compliance Analyst contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. Working as a Senior Compliance Analyst typically requires 4 to 7 years of related experience.More Show Less
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. Position Summary. Ariel Investments is looking for a Senior Compliance Analyst who will report to Ariel Investments’ Chief Compliance Officer (CCO) and assist the CCO in establishing, managing, and administering the compliance policies and procedures for Ariel Investments, LLC (the Adviser), Ariel Distributors, LLC (the Distributor) and Ariel Investment Trust (the Funds) (collectively, the Ariel Entities). The responsibilities include working...
Company Description. ClientSolv Technologies is an IT solution firm with over a decade of experience serving Fortune 1000 companies, public sector and small to medium sized companies. ClientSolv Technologies is a woman-owned and operated company that is certified as a WMBE, 8a firm by the Federal government's Small Business Administration. Job Description. We are seeking a Senior Compliance Analyst for an 8-month contract (with the possibility fo...
Job Details. Job Location. LIBERTY Dental Plan Corp. Tustin, CA. Position Type. Full Time. Salary Range. Undisclosed. Job Shift. Day. Description. Here at LIBERTY our FLOSSify is simple. Find good people and help them shine. . The role of a Sr. Compliance Analyst is to ensure LIBERTY’s compliance program meets regulatory and contractual standards for commercial, Exchange, Medicaid, and Medicare lines of business. The Senior Compliance Analyst mus...
Job Overview. The Senior Compliance Analyst serves as a resource to ensure the bank remains compliant with applicable laws and regulations. Support all business units within the Bank by responding to compliance-related questions. Complete compliance reviews of new marketing materials and perform compliance monitoring while recommending corrective action to resolve identified weaknesses. Monitor customer complaints ensuring resolution is satisfact...
Job Description. Pacific Life is investing in bright, agile and diverse talent to contribute to our mission of innovating our business and creating a superior customer experience. We're actively seeking a talented Senior Compliance Analyst to join our Distribution & Marketing Compliance team in Newport Beach, CA. This role can be on-site or hybrid. As a. Senior Compliance Analyst. you'll play a key role in Pacific Life's growth and long-term succ...
ABS Kids has an exciting remote opportunity for an experienced Senior Compliance Analyst. While this is a remote role, we would be looking for candidates located in UT, NC or TN to support current operating areas. The Senior Compliance Analyst will provide direct oversight of ABS Kids' compliance plan and program by ensuring compliance and privacy regulations adherence. The incumbent will be responsible for developing and maintaining an effective...
ABS Kids has an exciting remote opportunity for an experienced Senior Compliance Analyst. While this is a remote role, we would be looking for candidates located in UT, NC or TN to support current operating areas. The Senior Compliance Analyst will provide direct oversight of ABS Kids' compliance plan and program by ensuring compliance and privacy regulations adherence. The incumbent will be responsible for developing and maintaining an effective...
Description. Elevate Your Career. Work where your ideas have impact. COMPANY. Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and positive outcomes. With decades of trusted experience propelling us forward, we strive to bui...
Job Description. Senior Compliance Analyst. Do you have what it takes to keep up with one of the fastest-growing. companies in America. If you work hard, play hard and your tail’s. always wagging, there may be a place for you at the most innovative. name in pet insurance - Fetch. Fetch Pet Insurance is expanding and looking for a Senior Compliance. Analyst to join our team. This position is hybrid, working 2 days a. week in office in the financia...
SCF programs are established to serve a primary population comprised of Alaska Native people who are affiliated with Cook Inlet Region, Inc. (CIRI) and Alaska Native and American Indian people within SCF’s geographical service area. Employees should have a thorough understanding of the cultures and the needs of this population. Such knowledge is critical to ensure the achievement of SCF’s vision of a Native Community that enjoys physical, mental,...
POSITION SUMMARY. . The NRMP Policy and Compliance team promotes and enforces the policies and procedures that protect the integrity of the Matching Program. The Senior Compliance Analyst provides support to the Director in effective oversight of case management activities (e.g., waiver requests and violation investigations) to ensure consistent application and adherence by constituents to the rules and regulations outlined in the NRMP’s Match Pa...
Job Title. . Sr. Compliance Analyst. Duration. 8 months (contract). Location. Colorado. (Remote, must be Local from Colorado – No relocation allowed). Key skills: Project Management, Compliance Management, Analytical Skills, Communication, Collaboration, Standards Development. Description. Seeking an analytical and detail-oriented Sr. Compliance Analyst with standards development expertise primarily in SDLC and DevOps (application development & s...
