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Compliance Analyst
$90k-113k (estimate)
Full Time 1 Month Ago
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Parkway Consulting Group is Hiring a Compliance Analyst Near Chicago, IL

Parkway Consulting is working with a prominent, global, Chicago based FCM (Futures Commission Merchant). They are looking for a Compliance Analyst. Here is a great chance to learn the futures industry in the ever-growing field of Compliance. Duties include travelling to client locations.

Responsibilities:

  • Assist broker network with Compliance-related functions such as obtaining and maintaining annual updates, training, and other compliance-related documentation.
  • Respond to day-to-day inquiries from introducing brokers and other affiliates,
  • Stay informed of the current legal and regulatory landscape.
  • Perform the on-site and remote audits Introducing Brokers and branch offices.
  • Respond to regulatory requests.
  • Conduct initial due diligence and facilitate the onboarding process of new business.
  • Conduct periodic reviews and ongoing monitoring of firm accounts and transactions.
  • Monitor firm accounts in accordance with Compliance and Anti-Money Laundering standards.

Job Type: Full-time

Pay: $50,000.00 - $75,000.00 per year

Benefits:

  • 401(k)
  • 401(k) matching
  • Dental insurance
  • Flexible spending account
  • Health insurance
  • Life insurance
  • Paid time off
  • Vision insurance

Schedule:

  • 8 hour shift
  • Monday to Friday

Ability to Relocate:

  • Chicago, IL 60606: Relocate before starting work (Required)

Work Location: In person

Job Summary

JOB TYPE

Full Time

SALARY

$90k-113k (estimate)

POST DATE

03/15/2024

EXPIRATION DATE

04/01/2024

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The job skills required for Compliance Analyst include Futures, Consulting, Due Diligence, Anti Money Laundering, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Analyst. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Analyst. Select any job title you are interested in and start to search job requirements.

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The following is the career advancement route for Compliance Analyst positions, which can be used as a reference in future career path planning. As a Compliance Analyst, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Analyst. You can explore the career advancement for a Compliance Analyst below and select your interested title to get hiring information.

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If you are interested in becoming a Compliance Analyst, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Analyst for your reference.

Step 1: Understand the job description and responsibilities of an Accountant.

Quotes from people on Compliance Analyst job description and responsibilities

Compliance analysts can help ensure that your organization's products or processes meet compliance specifications.

03/13/2022: Hopkinsville, KY

They can audit members of professional organizations to determine whether they meet the standards set by the organization.

03/11/2022: Fresno, CA

Most of them contribute to security designs through acquisitions and/or system developments to deliver and maintain a compliant system.

02/10/2022: Clearwater, FL

Help companies remain compliant with regulations, thus preparing them for audits.

03/13/2022: Columbus, OH

The compliance analyst has a duty to maintain legal and regulatory compliance by researching, analyzing, and communicating regulatory requirements and obtaining the appropriate approvals.

02/27/2022: Casper, WY

Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.

Career tips from people on Compliance Analyst jobs

Every compliance analyst has slightly different duties, tasks, and responsibilities due to varying job descriptions.

12/30/2021: Billings, MT

Smaller organizations still focus on having a single compliance specialist rather than a complete department.

01/25/2022: Santa Cruz, CA

Sometimes, the compliance analyst works along with the compliance head and other compliance officers.

01/26/2022: Denver, CO

Ability to accurately complete applications for compliance certification.

03/08/2022: Fayetteville, AR

Get Certifications and Continue Learning.

12/24/2021: Saginaw, MI

Step 3: View the best colleges and universities for Compliance Analyst.

Florida Southern College
Colby College
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University of Notre Dame
Western Washington University
Canisius College
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