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Compliance Analyst (Advertising Review)
EquiTrust Chicago, IL
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$89k-112k (estimate)
Full Time 5 Days Ago
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EquiTrust is Hiring a Compliance Analyst (Advertising Review) Near Chicago, IL

The Compliance Analyst (Advertising Review) plays a crucial role in upholding the integrity and regulatory compliance of all advertising and marketing materials. This Compliance Analyst is responsible for ensuring and enabling the adherence to advertising compliance policies by reviewing and approving advertising materials and collaborating with cross-functional teams to ensure adherence to industry regulations. The Compliance Analyst (Advertising Review) will leverage their deep understanding of the life and annuity industry and the related financial products and services to effectively maintain compliance within EquiTrust's advertisements. Additionally, this role will be responsible for drafting and modernizing our forms that are used throughout the sales lifecycle.Essential Duties and Responsibilities:Follows, implements, and adheres to advertising compliance policies and procedures in alignment with insurance industry regulations.Reviews and approves advertising and marketing materials to ensure compliance with industry guidelines and internal policies.Provides guidance and training to internal teams, including marketing, sales, and legal departments, on advertising compliance requirements.Stays current with changes in financial industry regulations and update compliance policies as needed.Collaborates with internal legal counsel as necessary to address compliance issues and inquiries.Monitors and tracks advertising campaigns, keeping detailed records and documentation of compliance efforts.Conducts periodic audits and reviews to identify and rectify potential compliance violations.Collaborates with other departments to modernize forms and documentsSupports the Regulatory and Compliance team and/or other departments on an as needed basis.Willingly takes on additional responsibilities as requested in order to accomplish department and Company objectives.Actively participates and contributes to the goals and objectives of the Company by working collaboratively and fostering a positive and inclusive work environment.Skills and Abilities:Exceptional attention to detail, analytical skills, and the ability to interpret complex regulatory requirements.Strong communication skills to work with advisors, vendors, and internal teams and the ability to collaborate across departments.Proficiency in relevant software and compliance toolsAbility to work independently, meet deadlines, and adapt to a fast-paced and changing regulatory environment.Ability to prioritize workflows, establish and meet deadlines and manage multiple concurrent tasks.Document and Form drafting experience.Training or Work Experience:A minimum of 3 years of experience in advertising compliance within a life insurance and/or annuity, or financial services industry required.5 years of experience in advertising compliance within a financial services industry is preferred.Experience in advertising compliance within a financial services industry at a broker/dealer firm preferred.Education:Bachelor's Degree required:Bachelor's Degree in Business Administration, Economics, Finance, or a related field is preferred.Working Conditions:Infrequent travel (less than 5% of the time).#LI-HYBRID#LI-AO1EquiTrust is an Equal Opportunity Employer and participates in the U.S. Federal E-Verify program. Applicants have rights under federal and state employment laws. To learn more, visit https://www.equitrust.com/careers/opportunities/applicant-notices/.#J-18808-Ljbffr

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Job Summary

JOB TYPE

Full Time

SALARY

$89k-112k (estimate)

POST DATE

04/29/2024

EXPIRATION DATE

05/15/2024

WEBSITE

equitrust.com

HEADQUARTERS

WEST DES MOINES, IA

SIZE

500 - 1,000

FOUNDED

1966

CEO

JAMES HOHMANN

REVENUE

$500M - $1B

INDUSTRY

Insurance

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About EquiTrust

EQUITRUST is a company based out of 3A Stationsplein(Kor), Kortrijk, Belgium.

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The following is the career advancement route for Compliance Analyst (Advertising Review) positions, which can be used as a reference in future career path planning. As a Compliance Analyst (Advertising Review), it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Analyst (Advertising Review). You can explore the career advancement for a Compliance Analyst (Advertising Review) below and select your interested title to get hiring information.

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If you are interested in becoming a Compliance Analyst, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Analyst for your reference.

Step 1: Understand the job description and responsibilities of an Accountant.

Quotes from people on Compliance Analyst job description and responsibilities

Compliance analysts can help ensure that your organization's products or processes meet compliance specifications.

03/13/2022: Hopkinsville, KY

They can audit members of professional organizations to determine whether they meet the standards set by the organization.

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Most of them contribute to security designs through acquisitions and/or system developments to deliver and maintain a compliant system.

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Help companies remain compliant with regulations, thus preparing them for audits.

03/13/2022: Columbus, OH

The compliance analyst has a duty to maintain legal and regulatory compliance by researching, analyzing, and communicating regulatory requirements and obtaining the appropriate approvals.

02/27/2022: Casper, WY

Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.

Career tips from people on Compliance Analyst jobs

Every compliance analyst has slightly different duties, tasks, and responsibilities due to varying job descriptions.

12/30/2021: Billings, MT

Smaller organizations still focus on having a single compliance specialist rather than a complete department.

01/25/2022: Santa Cruz, CA

Sometimes, the compliance analyst works along with the compliance head and other compliance officers.

01/26/2022: Denver, CO

Ability to accurately complete applications for compliance certification.

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Get Certifications and Continue Learning.

12/24/2021: Saginaw, MI

Step 3: View the best colleges and universities for Compliance Analyst.

Florida Southern College
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