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Description
Lido Advisors, LLC, one of the fastest growing and dynamic independent SEC-registered investment advisors in the country, is looking to expand its Legal, Compliance, and Risk Department by adding at least one mid-level compliance or legal professional to our team.
The successful candidate will have a minimum of three years of direct, investment advisor-related legal or compliance experience involving one or more of the following areas:
In addition, SEC-related experience is preferred, either within or handling matters involving the agency.
You must be ready to take on the daily challenges of managing legal and regulatory issues arising from Lido’s rapidly expanding national presence, managing nearly $20 billion of assets (increasing 30% year-over-year), and growing stable of in-house, affiliated, and third-party managed investment vehicles. You will work closely and collaboratively with the Chief Legal and Compliance Officer. Your track record of achievement and excellence through identifiable results in education and professional experience will be meaningful to us. Most importantly, we value diverse perspectives that will contribute to our team’s and our firm’s competitiveness, capabilities, and culture.
Duties and Responsibilities
On a technical basis, you will:
Requirements
We are an equal-opportunity employer. All applicants will be considered for employment without attention to race, color, religion, sex, sexual orientation, gender identity, national origin, veteran or disability status, or any other class protected by federal, state, or local law. In addition, we do not discriminate against qualified applicants with arrest or conviction records.
The successful candidate’s starting pay will be determined based on job-related skills, experience, qualifications, work location, and market conditions. The range below is an estimate and may be modified in the future.
Full Time
Investment Management
$134k-181k (estimate)
03/16/2024
05/15/2024
lidoadvisors.com
LOS ANGELES, CA
50 - 100
1999
GREGORY KUSHNER
$10M - $50M
Investment Management
Lido Advisors is a nationally recognized wealth advisory firm headquartered in Los Angeles, California with offices throughout the United States. We utilize experience, creativity, and independence to grow, maximize and protect our clients assets and legacy. We dedicate our resources to the development of coordinated wealth planning to offer innovative, creative, and cutting-edge solutions to high net worth and ultra-high net worth individuals, families, and charitable organizations across the U.S. Our experienced team is comprised of independent thinkers, adept in hedging techniques, active a...llocations, sourcing third-party managers, and direct alternative investments. We are comfortable with a variety of approaches and investment strategies including private asset-based lending, direct real estate investments, and private equity. Our investment discipline focuses on risk management, cash flow, and capitalizing on opportunities presented by the constantly shifting market and economic scenarios.
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