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Compliance Analyst/Manager
$112k-141k (estimate)
Full Time 1 Month Ago
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Market Tree Research is Hiring a Compliance Analyst/Manager Near Boston, MA

Job Description

We are looking for a hard-working, team-oriented and flexible professional with 2-5 years of experience in a compliance role in the finance space. The right person for the role must be detail-oriented, while being able to function in a fast-paced environment within a growing company.

The Compliance Analyst/Manager will support all aspects of HighVista compliance program with a primary focus on the relationship management and business development process. Reporting directly to the CCO, the Compliance Analyst/Manager will work with members of the HighVista Legal, Relationship Management, Finance, IT, and Investment teams, with clear visibility to senior management.

Requirements/Qualifications:

· Work closely with the HighVista Relationship Management team to create, review, and approve marketing materials and investor communications for multiple product lines.

· Assist with developing new policies, procedures, and technological upgrades to meet increasing regulatory demands and growth in the business

· Ability to work independently and alongside a team is required, as well as a willingness to communicate actively to coordinate workload, priorities, initiatives, and regulatory interpretations

· Bachelor's degree

· 3-5 years of compliance experience within the finance space, preferably with private fund advisor o experience

· Professional maturity and ability

· Knowledge and experience with compliance testing and marketing material review desired

· Personable and able to work well with all levels of internal management and staff,

· Strong written and verbal communication and interpersonal skills.

· Must have high initiative and the ability to "roll up sleeves" to execute tasks

· Strong problem-solving skills and analytical abilities .

Job Type: Full-time

Salary: $61,073.02 - $73,550.30 per year

Benefits:

  • 401(k)
  • Dental insurance
  • Health insurance

Schedule:

  • Monday to Friday

Experience:

  • Compliance Analyst/Manager: 3 years (Preferred)
  • private fund advisor: 3 years (Preferred)
  • compliance testing and marketing material: 2 years (Preferred)

Work Location: In person

Job Summary

JOB TYPE

Full Time

SALARY

$112k-141k (estimate)

POST DATE

03/15/2024

EXPIRATION DATE

04/16/2024

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