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Compliance Analyst
SCS Financial Boston, MA
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$92k-115k (estimate)
Full Time Just Posted
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SCS Financial is Hiring a Compliance Analyst Near Boston, MA

Firm Description
Founded in 2002, Boston-based SCS Financial Services is an investment and wealth management firm serving families, family offices, and institutional investors. We manage approximately $30 billion in assets across public and private markets. Our firm prides itself on our team-based approach, excellent investment performance, a powerful technology platform, and a culture of collaboration and camaraderie. SCS employs over 130 employees and is headquartered in Boston, with offices in New York City, Providence, Los Angeles, and West Palm Beach.
Role
SCS is seeking to hire a full-time compliance analyst to join its compliance team. As a member of the firm's compliance team, the Compliance Analyst will be responsible for supporting the Chief Compliance Officer and the implementation of the firm's compliance program. The position offers diversified experience across all functional areas of a complex investment advisory firm and interaction with a broad range of internal and external stakeholders. The Compliance Analyst will contribute to many aspects of the compliance team's responsibilities, including compliance testing and internal audit projects, implementation of the firm's code of ethics, preparation of regulatory filings, review of marketing and client meeting materials, and firm training.
We are seeking candidates who are well organized, energetic, and team-oriented. The right candidate is a self-starter with a strong work ethic who has excellent communication skills and attention to detail. This person must be willing to provide the highest level of client service, professionalism, and confidentiality. Furthermore, this person must be able to efficiently prioritize tasks and consistently meet deadlines.
Qualifications
The successful candidate will possess a minimum of 2 to 4 years of relevant investment advisor or investment fund manager operations or compliance experience. Additional qualifications include:
  • Minimum of a bachelor's degree in finance, economics, or other related discipline
  • Familiarity with investment adviser compliance requirements under the Investment Advisers Act of 1940 a plus
  • Interest in, and familiarity with, basic wealth management business and investment concepts
  • Excellent organizational, prioritization, and time management skills
  • Analytical mindset with a strong attention to detail
  • High energy and highly self-motivated with the ability to thrive in an entrepreneurial environment
  • Strong written and oral communication skills
  • Proficiency in Microsoft Excel, Word, and Outlook applications
SCS Financial is an equal opportunity employer.

Job Summary

JOB TYPE

Full Time

SALARY

$92k-115k (estimate)

POST DATE

05/03/2024

EXPIRATION DATE

05/16/2024

WEBSITE

spsfinancial.com

HEADQUARTERS

SOUTHFIELD, MI

SIZE

25 - 50

FOUNDED

1990

TYPE

Private

CEO

MINOTI RAGPUT

REVENUE

<$5M

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The following is the career advancement route for Compliance Analyst positions, which can be used as a reference in future career path planning. As a Compliance Analyst, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Analyst. You can explore the career advancement for a Compliance Analyst below and select your interested title to get hiring information.

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If you are interested in becoming a Compliance Analyst, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Analyst for your reference.

Step 1: Understand the job description and responsibilities of an Accountant.

Quotes from people on Compliance Analyst job description and responsibilities

Compliance analysts can help ensure that your organization's products or processes meet compliance specifications.

03/13/2022: Hopkinsville, KY

They can audit members of professional organizations to determine whether they meet the standards set by the organization.

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Most of them contribute to security designs through acquisitions and/or system developments to deliver and maintain a compliant system.

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Help companies remain compliant with regulations, thus preparing them for audits.

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The compliance analyst has a duty to maintain legal and regulatory compliance by researching, analyzing, and communicating regulatory requirements and obtaining the appropriate approvals.

02/27/2022: Casper, WY

Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.

Career tips from people on Compliance Analyst jobs

Every compliance analyst has slightly different duties, tasks, and responsibilities due to varying job descriptions.

12/30/2021: Billings, MT

Smaller organizations still focus on having a single compliance specialist rather than a complete department.

01/25/2022: Santa Cruz, CA

Sometimes, the compliance analyst works along with the compliance head and other compliance officers.

01/26/2022: Denver, CO

Ability to accurately complete applications for compliance certification.

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Get Certifications and Continue Learning.

12/24/2021: Saginaw, MI

Step 3: View the best colleges and universities for Compliance Analyst.

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