Company DescriptionAdvance Trading, Inc. (ATI) is a forward thinking, non-proprietary commodity brokerage firm providing risk management and market guidance to grain producers, commercial elevators, and end users including energy producers and livestock feeders. ATI’s client base spans the entire globe, with businesses throughout North America, South America, Europe, Africa, Asia, and the Middle East. Our highly skilled team delivers individualized strategies, sound advice, and solid recommendations based on extensive research and market analysis, giving our clients a competitive edge in today’s complete marketplace.Job DescriptionThe Compliance Officer will be responsible for monitoring the organization's activities and processes to ensure adherence with all applicable NFA and CFTC rules and regulations. Essential Duties and ResponsibilitiesDaily collaboration with management and staff to clarify regulation issues and distribute information to all company employeesServes as the liaison between the company and CFTC, NFA and relevant exchangesManage Anti-Money Laundering training and related processesAssociated Persons Registrations Process Approve all new accounts prior to tradingPartner with IT Department on Cybersecurity programManage, update and test Disaster Recovery ProgramReview, edit and approve promotional communications for publication Regularly audit correspondence via e-mail, instant messaging, web sites and social networkingConduct on site compliance audits at Corporate office and all Branch locationsPrepare and file required regulatory reportsAttend industry compliance-related events and conventionsHandle all internal compliance inquiriesStay up to date of changes and updates in regulatory/industry trends Knowledge, Skills, and AbilitiesAbility to interact with various business channels and levels of managementAbility to effectively transfer information through strong written and verbal communication channelsLogic and reasoning skillsAbility to maintain a high level of confidentialityAbility to work under pressureAbility to multitask, prioritize various duties and pay close attention to detailsStrong reading comprehension skills to thoroughly understand technical and legal documents, Knowledge of legal requirements and proceduresAbility to interpret laws and regulationsQualificationsBachelor’s Degree in Finance, Accounting, Statistics, Economics, Management or related field3-5 years of Compliance Officer experienceExperience as an Introducing Broker of Futures Commission MerchantSeries 3 license OR ability to pass the Series 3 licensing exam within 90 days of hireStrong computer skills with experience in Microsoft Office with focus on Microsoft ExcelAbility to travel 25-50%Permanent authorization to work in the U.S. for any employerAdditional InformationAll your information will be kept confidential according to EEO guidelines.