Senior Compliance Officer

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Senior Compliance Officer at External Brand

New York, NY | Full Time
$181k-354k (estimate)
5 Days Ago
Role Summary/Purpose. The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report directly to Annaly’s Deputy General Counsel and Chief Compliance Officer and will have exposure to the full gamut of compliance responsibilities with a focus on ACOM’s compliance program and ensuring that ACOM’s activities satisfy its legal and regulatory requirements. . Responsibili...

Senior Compliance Officer at Truist Bank

Atlanta, GA | Full Time
$116k-199k (estimate)
2 Months Ago
Language Fluency. English (Required). Work Shift. 1st shift (United States of America). Job Grade. 111. Please review the following job description. Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. Strategic / Business Rationale. The ...

Senior Compliance Officer at Amherst Services Corp

Austin, TX | Full Time
$114k-196k (estimate)
2 Months Ago
The Amherst Group of companies comprise of leading real estate investment and advisory firms with a mission to transform the way real estate is owned, financed and managed. Amherst leverages its proprietary data, analytics, technology, and decades of experience to seek solutions for a fragmented, slow-to-evolve real estate ecosystem and to materially improve the experience for residents, buyers, sellers, communities, and investors. Today Amherst ...

Senior Compliance Officer at Apollo Management Holdings, L.P.

New York, NY | Full Time
$178k-349k (estimate)
2 Months Ago
Position Overview Position Overview: Apollo is looking for a Senior Compliance Officer to join its Compliance team to oversee the investment compliance practice for the firm. The Senior Compliance Officer will manage a team of professionals and be responsible for the design, creation, and maintenance of controls for investment compliance, including overseeing day-to-day advisory work related to investments made by Apollo, and the funds it manages...

Senior Compliance Officer at Chesapeake Bay Trust

Annapolis, MD | Full Time
$144k-281k (estimate)
3 Months Ago
Position Background. . The Chesapeake Bay Trust, a non-profit grantmaking organization, seeks a Senior Compliance Officer to provide support to the Program and Finance teams on grants, contracts, and partnerships received from our funders as well as grants and contracts distributed from the Trust to our awardees.  The Compliance Officer will develop practices for and provide ongoing oversight to grant management operations (both incoming and outg...

Senior Compliance Officer at Coinify

Copenhagen, NY | Full Time
$142k-279k (estimate)
4 Months Ago
Join a global leader within the financial blockchain industry. Coinify’s Compliance team is expanding as our company is seeing increased growth. The compliance department works independently but in close relation to our legal team as well as the operations, finance and support team. We are looking for a Senior Compliance Officer to join our team. Coinify has been registered as a virtual asset service provider with the Danish Financial Supervisory...

Senior Compliance Officer at Truist Bank

Charlotte, NC | Full Time
$128k-216k (estimate)
5 Months Ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need Help. If you have a disability and need assistance with the application, you can request a...

Sr. Compliance Officer at National Advisors Brand

Kansas, MO | Full Time
$83k-105k (estimate)
1 Week Ago
Are you looking to make a significant impact in the financial services industry. If so, then a leadership role in estate planning and trust services could be right for you. At their core, we believe trusts are about families and the selfless pursuit of acting today to protect future generations – ultimately creating enduring value and legacies. As a leader, that gives you the unique opportunity to have a positive impact on the lives of families a...

Sr Compliance Officer at Pacific Premier Bank

Irvine, CA | Full Time
$113k-146k (estimate)
1 Month Ago
Description. The Senior Compliance Officer - Testing is primarily responsible for the independent execution of all assigned responsibilities in support of the Bank's Compliance Management Program by acting in a senior compliance testing role. performs duties as the senior compliance officer. testing for compliance related projects and tasks. Responsible for day to day administrative, monitoring and testing duties related to the company's lending,...
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