Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for our customers, our people, our investors, our communities and the planet we all share. This p...
Job Description. Position Summary. We are seeking a Regulatory Compliance Manager to support the Bank’s audit and compliance team with development, implementation and maintenance of the Bank’s compliance management program to ensure conformity and adherence with any applicable federal and state banking laws and rules. The Regulatory Compliance Manager participates in strategic initiatives and day-to-day activities of monitoring, testing and repor...
About the role. The Global Regulatory Compliance Officer/Manager will be responsible for cosmetic product registrations, screen products to make sure that we are up-to-date on all regulations, along with formula and raw material data. The position will work with cross functional partners in all parts of product and effectively project manage staying ahead of the curve. Key Areas of Responsibility. Prepare and submit cosmetic and OTC drug product ...
About Finfare. Finfare is dedicated to empowering SMBs, by providing the ultimate expense management solution for growing businesses seeking to streamline their financial operations and maximize cash back rewards. Finfare offers easy expense tracking, personalized spend controls, seamless accounting integration, powerful analytics, and reliable charge card services. About the Role. Finfare is seeking a highly motivated Compliance Officer to join ...
Tasks and Responsibilities. . Conduct regular compliance testing on portfolio for compliance with SEC regulatory requirements as well as, guidelines and restrictions set forth in the respective discretionary agreement. Credit back of retrocessions on Mutual Funds. Lowest-cost and available share class. Periodic Regulatory Reporting. Review SEC 13F quarterly report and ensure timely filing within regulatory deadline. Assist CCO with annual ADV fil...
Multitude is a leading international provider of mobile financial services, building an online financial ecosystem that transcends the hassle of physical banking and financial transactions into a paperless and borderless real-time experience for our customers. We provide innovative mobile banking, as well as digital consumer and small business loans, all distributed and managed by mobile devices. Founded in 2005 and headquartered in Helsinki, Fin...
