SMBC is seeking an experienced credit risk Senior Auditor with a minimum of 5 years' experience in the banking & finance industry to work within the Internal Audit Department.

The Senior Auditor will participate in the execution of credit risk related internal audits of various complexities, executing audit work in accordance with IIA standards and IAD policies and procedures. Participation in other risk related audits (e.g. market risk or operational risk) is expected as dictated by the audit plan.

The anticipated salary range for this role is between $82,000 and $127,000. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.

Execute audit work as assigned including planning, testing, issue identification and report writing.
• Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results and corrective measures.
• As needed, assist with the delivery and execution of IAD's broader audit plan and assurance responsibilities.
• Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile.
• As needed, assist with special projects related to business process improvements or departmental strategic initiatives.
• Track and validate closure of issues raised by the department and regulators.
• Develop, promote and maintain a collaborative and strong working relationship with AD business heads, external auditors, and regulators.

• Minimum of 5 years internal audit experience in the banking and finance industry.
• Working knowledge of Credit Risk and banking / capital markets products.
• Understanding of applicable regulatory standards / guidance for a Bank Holding Company / Broker Dealers (including Leveraged Lending (SR 13-3) and Counterparty Credit Risk (SR 11-10)).
• Understanding of audit techniques, internal controls, and workpaper standards.
• Excellent communication, presentation and professional skills including the ability to interact effectively at all levels within the organization.
• Bachelor's Degree in Accounting, Finance, or related field.