ESSENTIAL DUTIES AND RESPONSIBILITIES

• Open new accounts, obtain required information, verify accuracy, and enter into system. Set up and maintain related files and documentation.
• Take and/or Enter customer orders via Backoffice to exchanges and trading room, at request of broker or customer.
• Check reports and trade confirmations on past transactions to determine accuracy, identify any discrepancies and resolve.
• Respond to customer requests, provide information and resolve problems.
• Perform miscellaneous duties such as type correspondence and documents; answer telephones and take messages; greet visitors; make travel arrangements; make copies; mail printed materials; file; maintain reference books and materials.
• Perform other tasks as assigned by management.

EDUCATION AND/OR EXPERIENCE

• Bachelor's degree in Accounting, Marketing, Business Administration, Finance, or a related field
• 12-18 months of prior industry experience
• Equivalent combination of education and experience.

CERTIFICATES, LICENSES, REGISTRATIONS

• SIE – Securities Industry Essentials
• Series 7 – General Securities Representative
• Series 63 - State Law Exam or Series 66 – Combined State Law

Job Type: Full-time

Benefits:

• 401(k)
• 401(k) matching
• Dental insurance
• Flexible spending account
• Health insurance
• Life insurance
• Paid time off
• Vision insurance

Schedule:

• Monday to Friday

Ability to Relocate:

• Little Rock, AR 72201: Relocate before starting work (Required)

Work Location: In person