ESSENTIAL DUTIES AND RESPONSIBILITIES. Data Management. Create and implement strategies and standards to improve data warehousing and reporting processes. Manage and monitor data collection procedures across clients, vendors, and team members. Facilitate data exchanges between carriers and vendors. Create and execute data validation and auditing practices to ensure data quality. Analysis. Organize and sort complex datasets. Analyze and interpret ...
ESSENTIAL DUTIES AND RESPONSIBILITIES. Utilize familiarity with estate planning process and income tax, transfer tax, and trust and estate laws to deliver comprehensive wealth planning advice and strategic consulting services. Apply your previous experiences in tax, trust and estate planning to help develop long term relationships with clients and drive business results. Research and analyze trends that may impact clients and their wealth managem...
ESSENTIAL DUTIES AND RESPONSIBILITIES. Uses reasoning skills and logic to make coding decisions for accurate recording of invoices and expense reports, so expense is properly allocated on the general ledger. Thinks analytically to understand IRS and FINRA regulatory requirements related to contributions, sponsorships, and gifts and to evaluate individual expense related to these. Understands use tax laws well enough to recognize and record use ta...
ESSENTIAL DUTIES AND RESPONSIBILITIES. Creation, Implementation, Administration, and Maintenance of all Corporate Communication and Compliance systems and services. Works with other groups to drive implementation of new technologies. Microsoft 365 and Azure administration. Implement and maintain all aspects of applications used to govern user’s activities, as required by regulatory bodies. Ensure proper change management procedures are followed r...
Key Responsibilities. General Operations Support. Sort and distribute or process departmental mail promptly, including checks, certified/registered mail, and FedEx deliveries. Receive checks both via mail and at the Customer Service Window. Scan and apply funds to the correct customer or firm accounts. Print checks processed in the LR Branch and prepare for mailing, branch pickup, or FedEx shipment. Image all documents into the firm’s online reco...
ESSENTIAL DUTIES AND RESPONSIBILITIES. Answer e-mail, phone calls and work as a liaison between our Financial Consultants and Sales Assistants and the middle office. Resolve operational problems of all magnitudes in a timely and efficient manner while maintaining Financial Consultant and Sales Assistant goodwill. Maintain files of confidential and routine material and information. Assist assigned sales staff in resolution of routine problems with...
ESSENTIAL DUTIES AND RESPONSIBILITIES. Open new accounts, obtain required information, verify accuracy, and enter into system. Set up and maintain related files and documentation. Take and/or Enter customer orders via Backoffice to exchanges and trading room, at request of broker or customer. Check reports and trade confirmations on past transactions to determine accuracy, identify any discrepancies and resolve. Respond to customer requests, prov...
ESSENTIAL DUTIES AND RESPONSIBILITIES. Assist in preparing journal entries, account reconciliations, and financial reports for the corporate accounting department. Support month-end and quarter-end closing processes, ensuring accuracy and compliance with accounting standards. Participate in financial statement analysis and variance reporting. Work with investment-related accounting data, including portfolio valuation and fund accounting processes...
ESSENTIAL DUTIES AND RESPONSIBILITIES. Prepare partnership federal and state tax returns. Prepare trust federal and state tax returns. Prepare small individual federal and state tax returns. Prepare related estimated tax returns. Prepare annual franchise and license tax returns. Perform other duties as assigned by management. EDUCATION AND/OR EXPERIENCE. Bachelor's degree in a related field. 2 years of related experience and/or training. Experien...
ESSENTIAL DUTIES AND RESPONSIBILITIES. Maintain ongoing relationships with carriers. Negotiate, review, and compare insurance contracts/terms to determine best placement. Identify gaps and/or coverage deficiencies and recommend solutions. Keep abreast of industry changes, products, underwriting appetites, and trends. Provide input into market update reports. Assist in the preparation and delivery of client proposals. Innovation in identifying, de...
ESSENTIAL DUTIES AND RESPONSIBILITIES. Process and provide endorsement requests. New and Renewal Business – bind, issue certificates, and Auto ID Cards. Daily Certificate Requests. Audits. Monthly Reports. Policy Booklets. Prepare and issue pre-renewal summaries. Order Loss Runs & prepare premium & loss summaries. Perform other tasks as assigned by members of the account team, including Account Manager, and management. EDUCATION AND/OR EXPERIENCE...
