Job Description :

Director, Asset Class Lead Digital Assets and ETFs Asset Management Compliance

Be a part of Fidelity Asset Management’s digital asset and ETF initiatives and join Fidelity’s efforts to further the framework and structure needed in crypto research, tokenization, investment product development, distribution, digital asset education, and ETF oversight and governance.

The Digital Asset Management and ETF team strives to deliver a diverse range of digital asset investment and ETF vehicles and capabilities to meet the growing needs of our retail, intermediary, and institutional clients.

The team includes compliance, trading, business development, product, fund operations, and business operations.

The Role

As a compliance associate for the digital asset and ETF team, you will build and maintain relationships with business partners, advise on policy matters, and coordinate key compliance activities relevant to digital assets and ETFs.

You are responsible for working with the broader AMC to implement this compliance program, which supports critical initiatives, new products, business partner reporting, and error resolution.

In this role, you will build and maintain strong working relationships with Fidelity senior management, providing timely awareness of key risks, issues, and results with Asset Management leaders.

This role will include a blend of at-home and in-office work. Learn more about how Fidelity has adopted Dynamic Working .

Asset Management Compliance

Asset Management Compliance ( AMC ) works closely with the investment teams across all asset classes reviewing global regulations, investor requirements, and corporate policies in the interest of promoting customer trust and confidence in Fidelity.

AMC is committed to driving Fidelity forward through business partnership and stewardship, platform modernization, and talent development.

AMC associates are passionate about delivering sound guidance and creative solutions timely to support Asset Management in delivering the best customer experience in the financial services industry.

Primary Responsibilities

• Assist with the design, lead and maintain the digital asset and ETF compliance program and serve as a compliance contact for digital assets and ETFs.
• Assist with developing an overall strategic vision for the digital assets and ETF compliance functional areas.
• Assist with the development compliance policies and procedures; monitor the design and operating effectiveness of controls;

track legal and regulatory changes and trends; identify and resolve digital assets and ETF compliance issues; and help oversee regulatory examinations and assessments.

• Support from a compliance standpoint a broad range of activity across digital asset and ETF products and services businesses, including developing new products and services and launching new business initiatives.
• Partner with trading, portfolio management, research, legal, risk and operational teams in support of operations and client portfolios.
• Assist with the design, lead and maintain the digital asset and ETF compliance program and serve as a compliance contact for digital assets and ETFs.
• Assist with Developing an overall strategic vision for the digital assets and ETF compliance functional areas.

The Expertise You Have

• 10 years of compliance, legal and / or regulatory experience
• Understanding of digital assets and blockchain technologies, including crypto assets, stablecoins, non-fungible tokens (NFTs), central bank digital currencies (CBDCs), security tokens, and different types of blockchain protocols.
• Understanding of the structure and operations of ETFs.
• Understanding of the asset management industry, securities markets, and buy-side trading.

The Skills You Bring

• Strong leadership skills that embody Fidelity’s Leadership Principles
• Outstanding relationship management, communication, collaboration, and influencing skills
• Entrepreneurial thinker; accountable for and skilled in exercising good judgment
• High degree of integrity and strong work ethic; orientation toward results; positive demeanor
• Strong analytical, interpersonal, and problem-solving skills
• Ability to simultaneously identify, prioritize, and address multiple issues and quickly respond to shifts in priorities
• Ability to collaborate with others in a team-oriented, fast-paced environment

We are a privately held company that places a high degree of value in creating and championing a work environment that attracts the best talent and reflects our commitment to our associates.

We are proud of our diverse and expansive work environment where we respect and value our associates for their unique perspectives and experiences.

For information about working at Fidelity, visit Fidelitycareers.com.

Fidelity Investments is an equal opportunity employer.

We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment.

Please contact us to request accommodation.

The base salary range for this position is $100,000-$169,000 per year.

Placement in the range will vary based on job responsibilities and scope, geographic location, candidate’s relevant experience, and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the offer package may also include bonus or other variable compensation.

We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career.

Note, the application window closes when the position is filled or unposted.

Certifications : Company Overview

Company Overview

Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future.

We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients’ money.

Join Us

At Fidelity, you’ll find endless opportunities to build a meaningful career that positively impacts peoples’ lives, including yours.

You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home.

Honored with a Glassdoor Employees’ Choice Award , we have been recognized by our employees as a Best Place to Work in 2023.

And you don’t need a finance background to succeed at Fidelity we offer a range of opportunities for learning so you can build the career you’ve always imagined.

At Fidelity, our goal is for most people to work flexibly in a way that balances both personal and business needs with time onsite and offsite through what we’re calling Dynamic Working .

Most associates will have a hybrid schedule with a requirement to work onsite at a Fidelity work location for at least one week, 5 consecutive days, every four weeks.

These requirements are subject to change.

We invite you to Find Your Fidelity at fidelitycareers.com .

Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.

Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process.

To initiate a request for an accommodation, contact the HR Accommodation Team by sending an email to accommodations @fmr.

com , or by calling 800-835-5099, prompt 2, option 3.

At Fidelity, we value honesty, integrity, and the safety of our associates and customers within a heavily regulated industry .

Certain roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are presented with a Fidelity offer will need to go through a background investigation and may be asked to provide additional documentation as requested.

This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent).

These investigations will account for 7 years or more of history, depending on the role. Where permitted by federal or state law, Fidelity will also conduct a pre-employment drug screen, which will review for the following substances : Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.

We welcome those with experience in jobs such as Software Developer, Computer Technician, and Computer User Support Specialist and others in the Computers and Technology to apply.

Last updated : 2024-01-12