30 Jobs in Sugar, TX
Houston Federal Credit Union is Hiring a Compliance Officer Near Sugar, TX
Essential Functions & Responsibilities:
- Reviews, assesses, develops, revises, and ensures the adequacy of programs, policies, and procedures designed to safeguard Credit Union assets and maintain regulatory compliance. Ensures policies and procedures are appropriately disseminated.
- Stays informed of new and pending laws and developments related to compliance issues, analyzes requirements, appropriately revises policies and procedures, and ensures communication and implementation of regulatory changes.
- Develops, directs, and implements a compliance program and schedule to review internal Credit Union areas for compliance. Investigates compliance related complaints.
- Provides employee training on compliance related issues and policy changes. Develops a library of compliance resources for employee use.
- Compiles and issues reports detailing conclusions of reviews and compliance analysis, reports violations as appropriate, provides recommendations for improvement, and follows up to ensure compliance.
- Maintains records and documentation of compliance activities, complaints related to compliance, investigations, and outcomes. Analyzes, prepares, and files appropriate reports to Senior Management.
- Prepares and presents reports concerning Credit Union compliance issues to Senior Management as requested.
- Performs other job related duties as assigned.
- Ensure Credit Union is in compliance with all state and federal regulations.
- Ensure Compliance functions are well-coordinated and communicated with departments and branches. Deadlines are met.
- Ensures internal compliance reviews are conducted, results analyzed, improvements made, and issues resolved in a timely manner. Appropriate records are kept.
- Ensures required reports are prepared and delivered in an accurate and timely manner.
- Ensure knowledge of applicable State and Federal laws and regulations is developed, maintained, and kept current.
- Ensure appropriate changes to policies and procedures are made, communicated, and implemented. Staff members are informed of changes in a timely manner.
- Ensure Library of compliance resources is developed, maintained, and effectively used by staff.
- Ensure management is kept informed of key issues.
- Ensure inquiries are responded to and resolved in a timely and professional manner.
- Lending related statutes and their implementing regulations, and
- Deposit (share) statutes and their implanting regulations.
- A bachelor's degree, or (2) achievement of formal certifications recognized in the industry as equivalent to a bachelor's degree (e.g., information technology certifications in lieu of a degree).
Other SkillsThorough knowledge of laws, legal codes, court procedures, precedents, government regulations, executive orders, agency rules, and the democratic political process. Talks to others to convey information effectively. Thorough knowledge of banking practices, policies, procedures, operations, products, services, and regulations. May also include specialized knowledge in lending or investing. Specific knowledge of the philosophy and structure of the Credit Union industry.
Job Summary
Full Time
Banking
$82k-113k (estimate)
03/07/2024
06/21/2024
houstonfcu.org
HOUSTON, TX
50 - 100
Private
DONNA HAINLEY
$10M - $50M
Banking
Related Companies
The job skills required for Compliance Officer include Analysis, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Officer. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Officer. Select any job title you are interested in and start to search job requirements.
The following is the career advancement route for Compliance Officer positions, which can be used as a reference in future career path planning. As a Compliance Officer, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Officer. You can explore the career advancement for a Compliance Officer below and select your interested title to get hiring information.
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