You haven't searched anything yet.
WestPoint Financial Group, a full-service financial services firm, is looking for a highly detailed professional to join our compliance team. This position plays an integral role on a team of compliance supervisory officers and ensures our firm and associates comply with industry guidelines and regulations. The ideal candidate for this role will be skilled in managing deadlines, multi-tasking, prioritization and must be a highly proficient communicator.
Please note: You must currently hold FINRA S24 (or 9 &10)
Core Job Responsibilities:
This position is Full-Time and works from the Indianapolis office. Salary is proportionate with qualifications and experience.
No immigration sponsorship available for this role.
Required Qualifications:
Preferred Qualifications:
WestPoint Financial Group is dedicated to bringing financial wisdom and clarity in a world of infinite information. Our associates are highly competent professionals, respected for their precise expertise, product knowledge and commitment to professional growth. Our stringent code of ethics places the client’s needs above all others and demands uncompromising integrity in every aspect of our business conduct.
Full Time
$71k-99k (estimate)
04/27/2024
05/16/2024
westpointfinancialgroup.com
DANVILLE, IN
200 - 500
1948
Private
STAN MCROBERTS
$10M - $50M
Investment Management
WPFG is a provider of investment advisory, financial planning and wealth management services for businesses and individuals.
The following is the career advancement route for Compliance Officer positions, which can be used as a reference in future career path planning. As a Compliance Officer, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Officer. You can explore the career advancement for a Compliance Officer below and select your interested title to get hiring information.