Job Summary

We are currently poised for growth, are ramping up our existing trading operations team, and are looking to bring on operations professionals. Experience must include having worked at a clearing firm or in the P&S department of a self-clearing broker dealer.

Essential Functions

• Oversight and monitoring of the proprietary and customer trading activity
• Responsible for daily settlements with DTC and NSCC, and reconciliation of bank accounts used by the firm
• Assist the P&S department in resolving trade breaks with correspondents and trading accounts.
• Respond to regulatory inquiries and compilation of all other regulatory monthly reporting
• Closely monitoring the firms accounts for trading activity that appears unusual
• Working closely with compliance and accounting areas on reconciling all trading activity
• Help optimize all back-office processes and assist with trading projects related to process improvement
• Senior Manager role will have management duties overseeing the operations team
• All other duties as assigned

Education:

• Bachelor’s degree required, preferably in the areas of Finance or Accounting
• FINRA Securities licenses Series 7 and/or Series 99 preferred

Knowledge and Skills:

• A minimum of 3 years of operations experience in a trading or brokerage environment
• Proficient understanding of equities day trading is a plus
• Analytical, quantitative mindset with a keen attention to detail

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