You haven't searched anything yet.
As a Senior Compliance Analyst you will be providing compliance support for Principal Advised Services, an SEC-registered investment adviser, core regulated activities. This role will primarily be focused on performing the day-to-day tasks necessary for the administration of the Principal Advised Services compliance program. The role will also provide day-to-day support to Principal Connection, a division of Principal Bank. Together, you will provide compliance support within Retirement Income Solutions.
Here are a few examples of the kinds of things you'll do when you join our Compliance team:
Operating at the intersection of financial services and technology, Principal builds financial tools that help our customers live better lives. We take pride in being a purpose-led firm, motivated by our mission to make financial security accessible to all. Our mission, integrity, and customer focus have made us a trusted leader for more than 140 years!
Who You Are:Skills that will help you stand out:
This role offers in-office, hybrid (blending at least three office days in a typical workweek), and remote work arrangements. Youll work with your leader to figure out which option may align best based on several factors.
At this time, we're not considering applicants that need any type of immigration sponsorship (additional work authorization or permanent work authorization) now or in the future to work in the United States. This includes, but IS NOT LIMITED TO: F1-OPT, F1-CPT, H-1B, TN, L-1, J-1, etc. For additional information around work authorization needs please use the following links.
For Principal Asset Management positions, youll need to follow an Investment Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may also apply to other positions across the organization.
At Principal, we value connecting on both a personal and professional level. Together, were imagining a more purpose-led future for financial services and that starts with you. Our success depends on the unique experiences, backgrounds, and talents of our employees. And we support our employees the same way we support our customers: with comprehensive, competitive benefit offerings crafted to protect their physical, financial, and social well-being. Check out our careers site to learn more about our purpose, values and benefits.
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.
Posting Window:LinkedIn Remote Hashtag
:LinkedIn Hashtag
:Full Time
$116k-161k (estimate)
05/01/2024
05/14/2024
LUFKIN, TX
15,000 - 50,000
2019
$50M - $200M
Investment Management