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Just Posted
Global Markets Audit Manager
$144k-180k (estimate)
Full Time | Business Services 3 Months Ago
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KP Recruiting Group is Hiring a Global Markets Audit Manager Near New York, NY

KP Recruiting Group is a consulting firm that providesleadership and exceptional talent to some of the world’s leading companies.Headquartered in the Midwest, KP Recruiting Group has successfully completedcountless engagements in the United States, Europe and Latin America. Werepresent clients in all industries and all sizes. Our mission is to provideexceptional client and candidate experiences in order to get the best possibleresults. On behalf of our client, we are excited to present the following confidentialrole. We look forward to hearing from you and discussing the opportunity!

The Role:

The Audit Manager oversees and executes assigned areas of audit work, providing day to day coaching and guidance to teammates. Executes audit strategy for the sound application of risk based auditing by defining audit scope, audit program, and test procedures. Typically acts as Auditor-in-Charge (AIC). Demonstrates strategic thinking and supports change. Oversees audit testing to ensure timely execution within quality standards and conformance to audit policies and procedures. Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or trends. Drafts quality and timely audit reports and shares results with business leaders. Manages business partner relationships when conducting specific audits; primary engagement is with line management. Exercises critical thinking and judgment to effectively influence management to improve the control environment. When leading an audit engagement, is responsible for day to day coaching, mentoring, and performance feedback.

Requirements

  • 5-7 years of experience related to Global Markets within an Audit, Product Control, Middle Office, Operations/Business, Risk Management, Trading and/or Compliance function.
  • Strong knowledge of Global Markets lines of business
  • In depth understanding of financial instruments; with a focus on fixed income, currencies, and commodities.
  • Strong understanding of sales and trading functions; risk management metrics; valuation concepts; and market regulations and practices.
  • Solid understanding of support functions, including middle office, operations, and finance.
  • Familiarity with key US laws and regulations pertaining to banking and broker/dealer securities trading & sales activities.
  • Proficient in audit methodology, including a strong understanding of risk assessment and control processes.
  • Excellent verbal and written communication skills.
  • Candidate will be required to interact with staff and managers across audit teams as well as key stakeholders in business areas including Sales, Trading, and Risk Management, Finance, Operations and Middle Office functions.
  • Ability to work in a team environment, focus on high quality execution and lead audit assignments, and lead small teams.
  • Critical thinker, high energy, and intellectually curious.
  • Bachelors or Masters degree

Desired Skills:

  • CPA/CFA/FRM preferred.

Benefits

Ourclient offers a comprehensive benefits package including:

401kMatching

Family andIndividual Insurance Packages (Health, Life, Dental, and Vision)

Paid TimeOff & Paid Holidays

Long &Short-Term Disability

IdentityTheft Plans

Retirement& Pension Plans

EmployeeAssistance Program

EmployeeReferral Program

TuitionReimbursement Programs

Advancement& Professional Growth opportunities 

ParentalLeave

& More

Job Summary

JOB TYPE

Full Time

INDUSTRY

Business Services

SALARY

$144k-180k (estimate)

POST DATE

03/09/2024

EXPIRATION DATE

07/02/2024

WEBSITE

kprecruiting.com

HEADQUARTERS

Minneapolis, MN

SIZE

<25

INDUSTRY

Business Services

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