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As part of Compliance, Conduct and Operational Risk (CCOR) you are at the center of helping the firm understand, manage and anticipate risks in a constantly changing environment. CCOR provides independent oversight of the firm’s compliance, conduct, and operational risks and maintains a strong control environment. The work covers areas such as review and challenge of CCOR risk assessments, training, understanding regulatory changes, creation of risk monitoring and testing of control effectiveness. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. If you are a team player, are solutions-oriented and have an appetite for learning, you’ll be a great fit for our team.
As a Compliance, Conduct and Operational Risk Vice President, you will join a team of risk professionals from a diverse range of backgrounds and experience who collectively ensure that the Firm’s Compliance, Conduct & Operational Risk (CCOR) Framework is implemented and functions effectively within the Risk Management and Compliance organization. You will act as an independent second line of defense and challenge function, interacting closely with the Risk Management organization and global/regional and functional CCOR teams in addition to key stakeholders, including Legal, Internal Audit, Finance & Business Management and other Control functions. To be successful in this role, you will require the necessary knowledge and experience in Risk Management functions like Credit Risk, Capital Risk, Market Risk and Risk Reporting as well as familiarity with compliance, operational risk management, regulatory and/or audit best practices.
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Preferred qualifications, capabilities, and skills:
Full Time
$86k-110k (estimate)
03/22/2024
06/18/2024