Compliance Associate

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Compliance Associate at WestPoint Financial Group

Indianapolis, IN | Full Time
$83k-105k (estimate)
1 Day Ago
Compliance Associate. Indianapolis, IN. WestPoint Financial Group, a full-service financial services firm, is looking for a highly detailed professional to join our compliance team. This role plays an integral part in supporting our team of compliance supervisory officers and ensuring our firm and associates comply with industry guidelines and regulations. The ideal candidate for this role will be skilled in managing deadlines, multi-tasking, pri...

Compliance Associate at NATIVE HEALTH

Phoenix, AZ | Full Time
$85k-107k (estimate)
3 Days Ago
Company Description. At NATIVE HEALTH, we strive to provide the best health care available for urban American Indians, Alaska Natives, and other individuals who generally experience barriers to health and wellness services. Mission. To provide accessible holistic patient centered care, to empower our community to achieve the highest quality health and well-being. Vision. Healthy People in Healthy Communities. NATIVE HEALTH Benefits and Perks Incl...

Compliance Associate at Stone Alliance Group

New York, NY | Other
$100k-126k (estimate)
4 Days Ago
Join our client's legal team as a. Compliance Associate. and be part of an incredible journey. Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They're growing and establishing international initiatives and engaging in innovative public-private partnerships to provide their proven evidence-based programs to many more ch...

Compliance Associate at Paramount Capital Group LLC

King of Prussia, PA | Full Time
$90k-114k (estimate)
1 Week Ago
Paramount Capital Group is seeking an individual who loves organization, improvement, and accuracy to join our growing Compliance Team. As a Compliance Associate, you will assist in the continued development and maintenance of a strong compliance program under the supervision of the VP, Compliance and ensure that the business operations of Paramount are conducted in a manner that is compliant with applicable federal and state laws and regulations...

Compliance Associate at Wasatch Global Investors

Salt Lake, UT | Full Time
$82k-103k (estimate)
3 Weeks Ago
ABOUT WASATCH. Wasatch Global Investors is an SEC-registered investment adviser based in Salt Lake City, Utah.  Wasatch was founded in 1975 and has developed a fundamental, bottom-up research method that focuses on the long-term growth potential of companies and finding market inefficiencies. Wasatch manages the Wasatch Funds Trust, a family of registered investment companies, along with separate accounts for institutional investors. Wasatch is 1...

Compliance Associate at Cayuga Centers

Auburn, NY | Full Time
$77k-97k (estimate)
1 Month Ago
Job Description. Shift: First Shift. Cayuga Centers is hiring immediately for Compliance Associate. Location: Auburn, NY. Pay: $22.00/hourly. About Cayuga Centers and the Department. Cayuga Centers is an accredited non-profit, human services agency dedicated to family support and preservation, trauma-informed care, and serving vulnerable populations with the most unique needs. Founded in 1852 in Auburn, NY, we have a long history of delivering hi...

Compliance Associate at Ascension DePaul Services

Orleans, LA | Intern
$78k-99k (estimate)
1 Month Ago
. . JOB DESCRIPTION. (DCSNO) affiliates with DCHC which manages multiple Federally Qualified Health Center locations in the Greater New Orleans area. DCSNO is committed to improving the health status of communities and continues a long tradition of health ministry. DCSNO is seeking an Intern for the Health Law/Compliance Associate role. The temporary Health Law/Compliance Associate will assist the Compliance Specialist in contract management for ...

Compliance Associate at Fairview Compliance Services

Raleigh, NC | Full Time
$78k-98k (estimate)
1 Month Ago
Description. Company Description. ViewPoint Partners and its affiliates, including Fairview Compliance Services, were founded with a mission of providing outstanding customer service to advisory firms. Growing money management firms generally struggle with handling the operational challenges of many new accounts and different types of relationships. A service company invested heavily in technology and operations expertise can be the perfect compl...

Compliance Associate at University Hospital, Newark NJ

Newark, NJ | Full Time
$96k-122k (estimate)
1 Month Ago
Responsibilities. Supports the Compliance, Privacy and Ethics Manager with regard to privacy, compliance and ethics issues and responsibilities. Assists on activities related to maintenance of, and adherence to University Hospitals policies and procedures covering privacy and access to protected health information (PHI) in compliance with federal and state laws and health system privacy practices. Helps ensure that University Hospital is in compl...

Compliance Associate at Spruce Street Compliance

Washington, DC | Full Time
$89k-112k (estimate)
1 Month Ago
Spruce Street Compliance is political and nonprofit compliance consulting firm based out of Philadelphia, PA and Washington, DC. Our firm is committed to supporting progressive causes and candidates nation-wide. . The Compliance Assistant will work with our current Associates to complete the daily tasks associated with oversight and compliance for our clients. This position will report to the firm’s Associates and Principal. . Salary range: $50,0...

Compliance Associate at Point72

New York, NY | Full Time
$100k-126k (estimate)
1 Month Ago
A Career with Point72’s Compliance Department. The Point72 Compliance department is an industry-leading team of professionals that supports global investment and trading activities by establishing and enforcing the Firm’s compliance policies, providing real-time advice, and conducting pre and post trade surveillance. Our team is essential to the success of Point72, and our compliance professionals are embedded in investment professional and inves...

Compliance Associate at cayugacenters

Auburn, NY | Full Time
$76k-95k (estimate)
2 Months Ago
Job Description. Cayuga Centers is hiring immediately for Compliance Associate. Location: Auburn, NY. Pay: $22.00/hourly. About Cayuga Centers and the Department. Cayuga Centers is an accredited non-profit, human services agency. dedicated to family support and preservation, trauma-informed care. and serving vulnerable populations with the most unique needs. Founded. in 1852 in Auburn, NY, we have a long history of delivering. high-quality and in...
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