Compliance Associate

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Compliance Associate at BHFT

New York, NY | Full Time
$85k-105k (estimate)
3 Days Ago
Company Description. BHFT is a proprietary algorithmic trading firm. Our team manages the full trading cycle, from software development to creating and coding strategies and algorithms. Our trading operations cover key exchanges. The firm trades across a broad range of asset classes, including equities, equity derivatives, options, commodity futures, rates futures, etc. We employ a diverse and growing array of algorithmic trading strategies, util...

Compliance Associate at Stormfield Capital, LLC

Southport, CT | Full Time
$90k-111k (estimate)
4 Days Ago
Compliance Associate Job Description. Stormfield Capital is an institutional private credit manager focused on the origination and acquisition of short-dated private mortgages. An SEC registered investment advisor, Stormfield manages a portfolio of funds and separately managed vehicles with committed capital of over $650 million. The Compliance Associate role is a full-time position reporting to the Chief Compliance Officer (CCO). The Compliance ...

Compliance Associate at MindSpring Partners

Chicago, IL | Full Time
$74k-91k (estimate)
6 Days Ago
(5 days/week on-site). Our client is looking for a highly motivated and detail-oriented. Fund Operations and Compliance Associate. to join our team. The ideal candidate will have experience supporting the operational functions of registered funds, including coordination with service providers such as sub-advisers, fund accountants, administrators, transfer agents, and auditors. Key Responsibilities. Oversee fund operations and coordinate with ser...

Compliance Associate at Chandler Asset Management

San Diego, CA | Full Time
$74k-93k (estimate)
6 Days Ago
Description. Who are we. We’re Chandler Asset Management, an employee-owned and independent financial services company. our concentration centers on managing taxable fixed income portfolios that are aligned with our institutional clients’ needs. We manage over $42 billion in assets and believe in the philosophy of creating value and managing risk with active management, using robust quantitative analysis and qualitative insights. What do we value...

Compliance Associate at Altruist Corp

Dallas, TX | Full Time
$71k-87k (estimate)
1 Week Ago
About Altruist. Altruist is the modern custodian built exclusively for independent financial advisors that combines a self-clearing brokerage firm with intuitive software for account opening, trading, reporting, and billing — all in one streamlined solution. Financial advisors across the U.S. have partnered with Altruist to reduce costs, save time, grow their business, and provide better outcomes for their clients. Our mission is to make financia...

Compliance Associate at Synergy Orthopedics

Plymouth Meeting, PA | Full Time
$72k-89k (estimate)
1 Week Ago
Objective. The Compliance Associate supports the Compliance Manager in ensuring our DME operations meet all regulatory and accreditation requirements, including Medicare enrollment and Board of Certification (BOC) compliance. This role involves managing credentialing and re-credentialing applications for Medicare, Medicaid, and commercial payers, maintaining payer and vendor contracts, and proactively mitigating compliance risks. The Compliance A...

Compliance Associate at Betty Jean Kerr Peoples Health Centers

St. Louis, MO | Full Time
$67k-84k (estimate)
1 Week Ago
About Us. BJK People's Health Centers provides comprehensive mental health services to children and adults in the northern and central parts of the City of St. Louis and North St. Louis City. A professional mental health staff serves a growing caseload of 2,800 patients, of which greater than ninety-five percent are chronically mentally ill and suffering from major psychiatric disorders. BJK People's Health Centers operates a Psychosocial Rehabil...

COMPLIANCE ASSOCIATE at PEAK6

Chicago, IL | Full Time
$76k-94k (estimate)
3 Weeks Ago
WHO WE ARE. Headquartered in the historic Chicago Board of Trade, PEAK6 Capital Management is a proprietary options trading firm that has been defining the industry for more than 25 years. While many firms have come and gone, PEAK6 Capital Management has consistently delivered liquidity to the options market. We thrive due to our firm’s special blend of financial acumen, ability to manage risk, and cutting-edge technology. Our success is driven b...

Compliance Associate at EquityZen

New York, NY | Full Time
$81k-100k (estimate)
4 Weeks Ago
EquityZen is a financial technology company, backed by leading venture and private equity investors. We’re looking for a knowledgeable and hardworking. Compliance Associate. who has a strong interest in the pre-IPO space and private markets. Since 2013, the EquityZen marketplace has made it easy to buy and sell shares in private companies. EquityZen brings together investors and shareholders, providing liquidity to early shareholders and private ...

Compliance Associate at Blockchain.com

Dallas, TX | Full Time
$71k-89k (estimate)
2 Months Ago
Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. We are looking for an outstanding compliance professional to join our Compliance team based in Dallas. In this role, you will work closely with the Head of Compliance, A...

Compliance Associate at HBKS Logo

Erie, PA | Full Time
$66k-88k (estimate)
2 Months Ago
Compliance Associate. As a Compliance Associate, you will support our compliance team in ensuring adherence to industry regulations, company policies, and best practices. This entry-level role is an excellent opportunity for someone interested in the financial services industry and regulatory compliance. You will gain valuable experience working with various state and federal regulations, including those set by the SEC, FINRA, and state regulator...

Compliance Associate at Glow Financial Services Inc

Kentucky, KY | Full Time
$70k-87k (estimate)
2 Months Ago
Efficient Financing | Innovative Technology | Experiential Simplicity. Glow Financial Services Inc aspires to be an outstanding employer and industry leader, creating an environment where our colleagues deliver what our clients and customers need. The successful candidate for our Compliance Associate position will be someone who can manage ongoing licensing projects, help us obtain and keep our consumer financial service licenses, and interact wi...
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