What are the responsibilities and job description for the Chief Compliance Officer position at The Well?
Chief Compliance Officer in Kansas City, MO (On-site)
Role Summary
The Chief Compliance Officer will play a pivotal role in maintaining and overseeing compliance functions across the firm. This leader will serve as the official CCO-of-record, while working closely with an external compliance consultant who supports much of the technical workload. The position is designed for a detail-oriented compliance professional seeking an opportunity to take on CCO responsibility within a supportive structure.
Core Responsibilities
• Serve as the designated Chief Compliance Officer, formally signing off on compliance obligations
• Oversee compliance framework, policies, and SEC reporting
• Collaborate with external compliance consultant on audits, filings, and best practices
• Monitor and manage compliance risk across the firm
• Ensure accurate and timely completion of compliance requirements
• Educate and support team members on compliance standards
Candidate Profile
• Background in RIA or financial advisory compliance strongly preferred
• Knowledge of annuities and related financial products ideal
• Open to candidates from Deputy/Associate CCO or banking compliance backgrounds
• Must be detail-oriented, disciplined, and accurate
• Collaborative approach with ability to balance compliance rigor and teamwork
Compensation & Benefits
• Base salary: $75,000 – $110,000, depending on experience
• Medical, Dental, Vision coverage (benefits begin after 30 days)
• 401(k) eligibility after 6 months
• Life insurance, pet insurance, and other PEO-managed perks
• 15 days PTO annually after 1 year (prorated in year one), plus holidays
Salary : $75,000 - $110,000