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TSG Wealth Management is expanding and we are always looking for quality Client Associates to ensure we maintain our clients’ first approach to service. We foster a fun and inclusive environment that is focused on delivering for our clients while creating a positive and enjoyable work experience. Our state-of-the-art offices and open floor plans give you the tools and environment you’ll need to thrive in your career. We take pride in supporting your goals because we know that you are the connectors that separates TSG Wealth Management from the pack. If you’re looking for a place that will respect and support you, then get in touch today!
Some of the benefits of joining our team include:
✓ Top-tier Compensation
✓ Health Insurance
✓ 401k Match
✓ Company Outings and Events
✓ A Fun and Inclusive Environment
✓ Goal Oriented and Supportive Team
✓ Opportunities for Advancement and Education
✓ Community Give-Back Projects
In This Role, You Will
· Assist financial advisors by providing sales and servicing support
· Proactively seek ways to improve administrative and operational processes, and offer ideas for own work group
· Perform moderately complex administrative tasks, handle telephone calls, and other inquiries for research reports as well as resolve account issues
· Establish and maintain files to meet regulatory requirements
· Create and produce reports as well as databases while establishing and maintaining files and record to support sales efforts
· Receive direction from supervisors and escalate non-routine questions to more experienced roles
· Interact with immediate Brokerage Client Support team and functional area on wide range of information, as well as internal and external customers
Required Qualifications, US:
· 2 years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, education
· Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams to qualify for immediate registration (or FINRA recognized equivalents)
Desired Qualifications:
Salary Range:
Registered Client Associate: $55,000 - $80,000
Senior Registered Client Associate: $70,000-$100,000
Job Expectations:
· Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance.
· For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required
Full Time
$49k-64k (estimate)
05/07/2024
05/20/2024
tsgwm.com
Long Beach, CA
25 - 50
The following is the career advancement route for Client Associate positions, which can be used as a reference in future career path planning. As a Client Associate, it can be promoted into senior positions as a Client Service Specialist III that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Client Associate. You can explore the career advancement for a Client Associate below and select your interested title to get hiring information.
If you are interested in becoming a Client Associate, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Client Associate for your reference.
Step 1: Understand the job description and responsibilities of an Accountant.
Quotes from people on Client Associate job description and responsibilities
Assist clients for producing account opening documents and open client account.
02/23/2022: Kingsport, TN
Provide support to client with product and account needs.
02/17/2022: Killeen, TX
Client associates explain account services and their capabilities, guiding clients to the products or services best suited to their needs.
01/20/2022: Knoxville, TN
Collect and analyze competitor data and client usage to find new business opportunities and to develop relationships with prospective clients.
03/05/2022: Akron, OH
Client associates work to grow the client base, establishing new customer portfolios and to provide excellent service to clients.
02/08/2022: Santa Maria, CA
Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.
Career tips from people on Client Associate jobs
Happy clients are less likely to take their money elsewhere.
03/19/2022: Orange, CA
Client associates should collect the necessary documentation to avoid any errors and ensure new accounts are set up properly.
01/19/2022: Everett, WA
A good client associate enhances the client's experience by servicing and providing operational and administrative support.
04/02/2022: Evansville, IN
Maintain clear and consistent communications; provide proper direction and counsel; and offer problem-solving solutions to clients.
03/28/2022: Pine Bluff, AR
Developed new client on-boarding process to ensure a consistent and optimal client experience.
01/23/2022: Kansas City, KS
Step 3: View the best colleges and universities for Client Associate.