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Compliance Associate
Third Bridge New York, NY
$90k-113k (estimate)
Full Time | Business Services 11 Months Ago
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Third Bridge is Hiring a Compliance Associate Near New York, NY

Company Description

Company Overview
Third Bridge was founded on the belief that human insights drive intelligent investment decisions.

To make the right investment decisions, our clients require access to the most relevant experts and their insights – we enable this through private consultations and exclusive content drawn from expert interviews.

Our clients consist of some of the largest private equity funds, hedge funds, mutual funds and management consulting firms, who are serviced by a team of over 1,400 employees located across eight global offices.

Third Bridge operates in a global, multi-billion-dollar market with double-digit annual growth and has consistently received accolades for Great Places to Work and the top 100 fastest-growing companies.

Job Description

Position Overview

At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our global Third Bridge Connections Compliance team to be based in New York. The main purpose of this role is to support the compliance requirements of the business across all our international offices.

Qualifications

Skills

  • Organized with excellent attention to detail. 

  • Ability to develop strong working relationships across the organization working with individuals at all levels and across offices. 

  • Excellent oral and written communication skills.

  • Ability to identify risks and apply strategies or seek guidance to minimize them.

  • Ability to prioritize competing goals and interests and manage time effectively.

Responsibilities

  • Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner.

  • Answering day-to-day legal and compliance queries from business units and clients.

  • Delivering compliance training to new and existing employees. 

  • Ensuring we are compliant with applicable laws, internal compliance procedures and pre-agreed client-specific processes.

  • Reviewing clients’ compliance procedures in a critical manner to improve and implement them. 

  • Dealing with ad-hoc projects as directed by senior management. 

Qualifications

  • Bachelor's Degree preferably in Law or relevant experience within compliance

  • Previous legal or compliance experience highly desirable

Additional Information

We truly care about our people so in return for your work, you’ll get:

  • Salary: $60,000 to $70,000 plus an annual bonus of up to 5%.
  • Vacation: 15 days (which increases to 20 days after 2 years of service) plus US Holidays
  • Learning: personal development allowance of $1,150 per year
  • Health and wellbeing: a variety of insurance plans, including health coverage by Empire Blue Cross Blue Shield
  • Medical Insurance, Dental insurance and Vision plan, plus a personal HSA (Health Saving Account) and Medical FSA (Flexible Spending Account). And also a variety of health and wellbeing events to focus on mental health.
  • Future and family: 401K matching up to 5% of your base salary, life insurance, a long-term disability policy dependent care FSA and pet insurance
  • Flexibility: work from anywhere for one month per year, 2 annual volunteer days, 2 personal days when life throws you a curveball and 'Summer Fridays'
  • Rewards: get points through our colleague-to-colleague recognition programme to spend on hotels, gift cards, donations to charity and more
  • Social: weekly optional social gatherings, daily breakfast and snacks, social events - ESG: CSR, Environment and Diversity & Inclusion (including Women at Third Bridge, Pride and Blkbridge)
  • Frontline Innovation: your chance to share your ideas for improvement through Hackathons and other events

The successful candidate must, by the start of the employment, have permission to work in the country they are applying. 

We know that to be truly innovative, we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role, please apply anyway and we will be happy to consider your application.

Job Summary

JOB TYPE

Full Time

INDUSTRY

Business Services

SALARY

$90k-113k (estimate)

POST DATE

06/28/2023

EXPIRATION DATE

05/01/2024

WEBSITE

thirdbridge.com

HEADQUARTERS

NEW YORK, NY

SIZE

50 - 100

FOUNDED

2007

CEO

EMMANUEL TAHAR

REVENUE

$5M - $10M

INDUSTRY

Business Services

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About Third Bridge

Third Bridge is a global research firm disrupting the traditional investment research market, providing some of the worlds largest hedge funds, mutual funds, private equity funds and management consultancies with unique, human-led insights to help them make better investment decisions. It serves over 1,000 investment firms, offering clients 24/7 coverage through its team of 1,000 employees located across eight offices. Third Bridge Forum gives investors clarity and insight through detailed Interviews with industry executives, providing granular and highly relevant information that is hard to f...ind elsewhere. Third Bridge Connections offers investors direct access to prequalified industry experts through 1:1 consultations and private meetings, providing unfiltered insights into companies and markets. More
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The following is the career advancement route for Compliance Associate positions, which can be used as a reference in future career path planning. As a Compliance Associate, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Associate. You can explore the career advancement for a Compliance Associate below and select your interested title to get hiring information.

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If you are interested in becoming a Compliance Associate, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Associate for your reference.

Step 1: Understand the job description and responsibilities of an Accountant.

Quotes from people on Compliance Associate job description and responsibilities

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Perform other compliance-related responsibilities and special projects as needed.

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They perceive the compliance risks and regulation measures within the business.

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Compliance associate understands the system and be able to establish their system.

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A compliance officer explains and defend their point of view.

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Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.

Career tips from people on Compliance Associate jobs

Get Certifications and Continue Learning.

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Look for the Motivation of the Business.

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Proactively Work with Other Business Functions.

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Carefully Evaluate the Security and Compliance Posture of Business Associates.

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To execute the above tasks and to effectuate desired value, the compliance manager must possess a defined set of skills and expertise.

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Step 3: View the best colleges and universities for Compliance Associate.

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