Recent Searches

You haven't searched anything yet.

3 Investment Compliance Analyst Jobs in Hartford, CT

SET JOB ALERT
Details...
Talcott Financial Group
Hartford, CT | Full Time
$70k-99k (estimate)
3 Weeks Ago
Talcott Financial Group
Hartford, CT | Full Time
$92k-130k (estimate)
1 Day Ago
Nassau
Hartford, CT | Full Time
$92k-130k (estimate)
2 Weeks Ago
Investment Compliance Analyst
$70k-99k (estimate)
Full Time 3 Weeks Ago
Save

Talcott Financial Group is Hiring an Investment Compliance Analyst Near Hartford, CT

Overview: The Investment Compliance Analyst will join a dynamic organization in support of investment operations and compliance reporting functions for the Talcott General Account. The Investment Compliance Analyst role shall provide the selected candidate with significant professional growth and exposure to a robust investment compliance operation that spans a complex, growth-oriented investment platform. Our selected candidate shall participate in compliance reviews, reporting and business integrity checks. Additional key accountabilities shall include partnership with Investment Managers on investment compliance matters, compliance rules and oversight of regulatory changes. The Investment Compliance Analyst shall partner closely with internal stakeholders regarding regulatory updates affecting compliance workflows. Additionally, this individual shall support the investment operations team on various operational initiatives. Primary Responsibilities: Ownership of Talcott’s Investment compliance systems and processes. Ensuring that all compliance rules including reinsurance agreements, investment management agreements and internal risk tolerance thresholds are established within our risk applications for timely and accurate monitoring. Coordinate the review and communication of breaches, both actual and anticipated, with internal personnel including Heads of Credit, ALM and CIO, and external entities including asset managers and reinsurance partners. Update and maintain compliance policy and procedures Prepare and present periodic investment compliance reporting to CIO and external partners Enhance and maintain Talcott’s ESG compliance processesRemain updated on all regulatory changes contemplated or made while collaborating with others across Talcott including Law, Actuarial and FinanceAdd value to various Investment Operations initiatives, especially during new business acquisitions Qualifications: 2-5 years of relevant compliance and/or operations experience in the investment management space Bachelor’s Degree with a business major focus (finance, accounting, business administration, etc.) Working knowledge of investment advisory rules and regulations Ability to perform research, analysis and interpret financial data Demonstrated ability to manage tight deadlines within a highly-matrixed environment Strong working knowledge of MS Excel and data manipulation Familiarity with MS SQL queries is a plus! Keen attention to detail and ability to multi-task Creative and proactive problem-solving skills Excellent written and verbal communication skills Demonstrate cooperation and collaboration in a team setting Excellent prioritization and organizational ability

Job Summary

JOB TYPE

Full Time

SALARY

$70k-99k (estimate)

POST DATE

04/26/2024

EXPIRATION DATE

07/06/2024

Show more

Talcott Financial Group
Full Time
$92k-130k (estimate)
1 Day Ago
Talcott Financial Group
Full Time
$65k-100k (estimate)
7 Days Ago

The job skills required for Investment Compliance Analyst include Initiative, Problem Solving, Attention to Detail, Accounting, Verbal Communication, Collaboration, etc. Having related job skills and expertise will give you an advantage when applying to be an Investment Compliance Analyst. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Investment Compliance Analyst. Select any job title you are interested in and start to search job requirements.

For the skill of  Initiative
Actalent
Other
$57k-77k (estimate)
1 Day Ago
For the skill of  Problem Solving
Hilton Grand Vacations
Full Time
$101k-136k (estimate)
1 Day Ago
For the skill of  Attention to Detail
Upwork
Full Time
$59k-80k (estimate)
1 Day Ago
Show more

The following is the career advancement route for Investment Compliance Analyst positions, which can be used as a reference in future career path planning. As an Investment Compliance Analyst, it can be promoted into senior positions as a Compliance Analyst (Banking), Sr. that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Investment Compliance Analyst. You can explore the career advancement for an Investment Compliance Analyst below and select your interested title to get hiring information.

Talcott Financial Group
Full Time
$92k-130k (estimate)
1 Day Ago
Nassau
Full Time
$92k-130k (estimate)
2 Weeks Ago