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Pure Financial Advisors, LLC is looking for a Compliance Specialist to join the Compliance department. This position will work independently, as well as collaboratively, reporting to the Chief Compliance Officer (CCO) and working closely with the Senior Compliance Specialist.
This primary responsibility is to assist with developing and monitoring of the firm’s compliance program, which includes ensuring that the department responds timely to the changing needs in accordance with changes in laws and/or policies. This position will also be relied upon to help identify opportunities to increase efficiencies and implement changes or policies, as needed.
Responsibilities:
Qualifications:
Benefits:
Our package includes health (medical, dental, and vision insurance), FSA and/or HSA plans, group and voluntary life/accidental death & dismemberment (AD&D) insurance, long-term disability insurance (LTD), a 401(k) plan with an enhanced employer match, including pre-tax, Roth and after-tax contributions, as well as a generous paid time off policy.
Job Type: Full-time
Pay: $60,000.00 - $75,000.00 per year
Benefits:
Schedule:
Application Question(s):
Ability to Relocate:
Work Location: In person
Full Time
Investment Management
$92k-116k (estimate)
03/23/2024
07/05/2024
purefinancial.com
SAN DIEGO, CA
50 - 100
2007
ALAN CLOPINE
<$5M
Investment Management
The job skills required for Compliance Specialist include Initiative, Attention to Detail, Written Communication, Trading, Organizational Skills, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Specialist. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Specialist. Select any job title you are interested in and start to search job requirements.
The following is the career advancement route for Compliance Specialist positions, which can be used as a reference in future career path planning. As a Compliance Specialist, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Specialist. You can explore the career advancement for a Compliance Specialist below and select your interested title to get hiring information.