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Compliance - Employee Conduct Senior Officer - Senior Associate
JPMorgan Chase Brooklyn, NY
$100k-126k (estimate)
Full Time | Banking 1 Month Ago
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JPMorgan Chase is Hiring a Compliance - Employee Conduct Senior Officer - Senior Associate Near Brooklyn, NY

As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. 

The Employee Conduct Analytics Team is responsible for measuring risk and monitoring of the Employee Compliance (EC) space. The team’s focus is to create and measure effective monitoring by leveraging statistics, technology, and business knowledge to develop solutions. You will drive technological innovation by bridging the gaps between business needs and technology capabilities to establish standard measurements and risk based decision making. This role encompasses is a hybrid of project management, analysis, and Employee Compliance knowledge.

Job responsibilities:

  • Partner with teams and drive the planning of initiatives, creation of standard metrics or thresholds, which can be applied across all Employee Compliance and Conduct Risk frameworks 
  • Provide clear advice on the application of Compliance requirements provide risk-based solutions to complex business issues / initiatives across the product range for the lines of business.
  • Serve as the subject matter expert on Employee Compliance operations; communicate with Team Leads, LOB Managers, and senior executives. 
  • Liaise with technology teams and other project managers to contribute to process improvements by gathering and communicating business requirements
  • Identify, document and track process issues/risks and remediation plans

Required qualifications, capabilities, and skills:

  • Prior experience on a Compliance team or any other similar function
  • In-depth knowledge of one or more Employee Compliance functions 
  • Strong decision-making capabilities and the ability to identify problems and propose solutions
  • Proven ability to make sound decisions, including escalation when appropriate, in regard to compliance risk or data concepts
  • Showcase ability to communicate with all levels of employees in the firm; from peers to senior managers and executives.
  • Excellent communication skills especially the ability to articulate complex issues to a range of audiences, including business management, other Compliance, Legal and control colleagues, as well as Audit 
  • Demonstrated flexibility including willingness to accept new assignments and challenges in a rapidly changing environment

Preferred qualifications, capabilities, and skills

  • Experience with relational databases like Oracle and SQL Server preferred

Job Summary

JOB TYPE

Full Time

INDUSTRY

Banking

SALARY

$100k-126k (estimate)

POST DATE

03/15/2024

EXPIRATION DATE

05/14/2024

WEBSITE

jpmorganchase.com

HEADQUARTERS

MCKINNEY, TX

SIZE

>50,000

FOUNDED

1968

REVENUE

>$50B

INDUSTRY

Banking

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About JPMorgan Chase

For over 200 years, JPMorgan Chase & Co has provided innovative financial solutions for consumers, small businesses, corporations, governments and institutions around the world. Today, we're a leading global financial services firm with operations servicing clients in more than 100 countries. Whether we are serving customers, helping small businesses, or putting our skills to work with partners, we strive to identify issues and propose solutions that will propel the future and strengthen both our clients and our communities. 2017 JPMorgan Chase & Co. JPMorgan Chase is an equal opportunity and... affirmative action employer Disability/Veteran. More
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