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The Senior Compliance Analyst serves as a resource to ensure the bank remains compliant with applicable laws and regulations. Support all business units within the Bank by responding to compliance-related questions. Complete compliance reviews of new marketing materials and perform compliance monitoring while recommending corrective action to resolve identified weaknesses. Monitor customer complaints ensuring resolution is satisfactory, timely and documented. Develop annual compliance training assignments for the Bank's advisors.
Principal AccountabilitiesAct as a resource and work with business units to resolve compliance-related questions in a helpful and professional manner. Utilize available compliance websites, tools, regulatory guidance and mentors to determine best practice. Complete compliance audits based on the established audit testing schedule through the development of work papers and other materials that meet the department and professional practice requirements. Anticipate and implement changes to the testing plans as a result of changes in the bank's business and regulatory environment. Monitor customer complaints by utilizing the complaint tracking system, ensuring timely and complete resolution, and report complaints quarterly to Compliance Committee.
Represent the Bank to both internal and external customers in a courteous, professional manner in face-to-face, written and telephone communications. Accountable for adherence to all applicable regulations, including Bank Secrecy Act (BSA). Actively protect confidentiality of customer and account information. Demonstrate Horizon Bank's commitment to the communities we serve through involvement in local organizations and events.
Duties
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Reasonable accommodation may be made to enable individuals with disabilities to perform the essential functions in compliance with the Americans with Disabilities Act (ADA)
Physical Demand: | Percentage of Time: |
Communicate with customers, advisors and managers regarding banking transactions and issues. Able to exchange accurate information with others. | 90-100% |
Able to grasp, move and sort forms and papers. | 90-100% |
Constantly operate a computer and other office machinery such as calculator, copy machine, fax machine, scanner, printer and telephone | 90-100% |
Able to remain stationary at a desk for long periods of time | 75-100% |
Regularly move about the office to access file cabinets, storage drawers and various office equipment | 75-100% |
Able to verify authenticity of financial instruments, forms, documents and signatures. Able to verify identity of customers, vendors and service providers. Able to observe actions of others to ensure safety and security of the facility. | <25% |
Occasionally position self to reach heights between floor and 6' | <25% |
Attend off site compliance related training once per year. Some overnight travel may be required | <25% |
Horizon Bank is a proud Equal Opportunity Employer | Disability | Veteran Employer.
Equal Employment Opportunity has been, and will continue to be, a fundamental principle at Horizon, where employment is based upon personal capabilities and qualifications without discrimination because of race, color, religion, gender, age, national origin, ancestry, disability status, protected veteran status, genetic history, pregnancy, or any other protected characteristic as established by law.Full Time
Banking
$83k-105k (estimate)
03/13/2024
05/11/2024
horizonbank.com
LAFAYETTE, IN
500 - 1,000
1873
Public
CATHY STACHOWICZ
$200M - $500M
Banking
Horizon Bank offers banking products and services that include personal accounts, internet banking, credit cards, loans and insurance.
The job skills required for Senior Compliance Analyst include Written Communication, Compliance Monitoring, Communicates Effectively, Time Management, Compliance Audit, Confidentiality, etc. Having related job skills and expertise will give you an advantage when applying to be a Senior Compliance Analyst. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Senior Compliance Analyst. Select any job title you are interested in and start to search job requirements.
The following is the career advancement route for Senior Compliance Analyst positions, which can be used as a reference in future career path planning. As a Senior Compliance Analyst, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Senior Compliance Analyst. You can explore the career advancement for a Senior Compliance Analyst below and select your interested title to get hiring information.