You haven't searched anything yet.
Florida Financial Advisors is a fast-growing firm that specializes in the unique needs of the working class with a soul focus of providing comprehensive financial planning and wealth management services to help our clients realize their dreams. Unlike most advisors, we go beyond the traditional focus of our clients’ personal and financial lives by considering a more important aspect of their financial picture: their profession. FFA’s mission is to take people to the highest possible level in both their career and life.
Our company had grown exponentially since opening in 2018, with advisors now servicing the Tampa, Orlando, Miami, Jacksonville, Philadelphia, Nashville, DC, Atlanta, Charlotte, DC Metro, Nashville, Austin and Dallas areas. We like working with people who think ‘outside-the-box’ and who can rally a group of people around a common goal. Ultimately, we are looking for someone who can manage our compliance needs and ensure FFA always meets the regulated requirements.
Position: Compliance Coordinator
Hours: 40/week
Location: 401 S 12th St Unit 2 Tampa, FL 33602
The Compliance Coordinator will report directly to the Director of Operation and will provide support with assisting carrier applications.
Responsibilities:
· Perform reasonable diligence to understand the potential risks and rewards associated with a recommended security or strategy
· Determine whether recommendations are suitable according to specific client suitability information
· Developing, implementing, and maintaining internal audit policies and procedures in accordance with FINRA
· Ensure complete, accurate, and timely audit information is reported to the compliance team.
· Serve as a point of contact for employees with questions or concerns regarding product information.
Requirements:
· Bachelor’s Degree in finance, business, accounting, or related field
· General understanding of financial services business
· Strong communication skill and coachability required.
· Extremely organized
· Advanced understanding of Microsoft office suite.
Securities offered through Trinity Wealth Securities, LLC are NOT FDIC INSURED, NOT BANK GUARANTEED, and MAY LOSE VALUE. Advisory services offered through Florida Financial Advisors. Please contact your Financial Advisor for information regarding specific investments. Trinity Wealth Securities, LLC, reserves the right to monitor all electronic correspondence. Trinity Wealth Securities, LLC and Florida Financial Advisors, Inc. are affiliated entities.
Job Type: Full-time
Schedule:
Ability to Relocate:
Work Location: In person
Full Time
Consumer Services
$81k-103k (estimate)
04/23/2024
04/27/2024
floridafinancialadvisors.com
Tampa, FL
<25
Consumer Services
The job skills required for Compliance Coordinator include Microsoft Office, Financial Services, Internal Audit, Accounting, Communication Skills, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Coordinator. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Coordinator. Select any job title you are interested in and start to search job requirements.
The following is the career advancement route for Compliance Coordinator positions, which can be used as a reference in future career path planning. As a Compliance Coordinator, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Coordinator. You can explore the career advancement for a Compliance Coordinator below and select your interested title to get hiring information.