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Bayview Asset Management, LLC is a private fund manager focused on mortgage and consumer credit, including whole loans, asset backed securities, mortgage servicing rights, and other credit-related assets. The Compliance Analyst supports the Chief Compliance Officer in the administration of the firms investment adviser compliance program.
The position requires individuals to demonstrate an understanding of securities laws and complex business transactions. The ideal candidate will possess a strong work ethic, the ability to work independently, excellent organizational skills, attention to detail, and prior experience at a SEC-registered investment adviser or investment adviser consultant. The successful candidate must be able to meet tight deadlines, multi-task, and demonstrate strong communication skills. Successful candidates will be energetic, self-motivated, and team-oriented individuals who thrive on challenges in a fast-paced, dynamic environment. The salary range for this role is between $100,000 to $150,000 plus discretionary year end bonus; however, Bayview considers several factors when extending an offer, including but not limited to, the role and associated responsibilities, a candidates work experience, education/training, location and key skills. Person will also be eligible for excellent benefits.
Responsibilities:The Compliance Analyst reports to the Chief Compliance Officer and performs various activities as part of Bayviews investment adviser compliance program, including:
While performing the duties of this job, the employee is regularly required to sit and use hands to finger, handle, or feel objects, tools, or controls. The employee frequently is required to talk and hear. The employee is occasionally required to stand; walk; reach with hands and arms. The employee is rarely required to stoop, kneel, crouch, or crawl.
The employee must regularly lift and/or move up to 30 pounds. Specific vision abilities required by this job include close vision, color vision, and the ability to adjust focus. The noise level in the work environment is usually moderate.
EEOC
Bayview is an Equal Employment Opportunity employer. All aspects of consideration for employment and employment with the Company are governed on the basis of merit, competence and qualifications without regard to race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, or any other category protected by federal, state, or local law.
Full Time
$84k-106k (estimate)
04/26/2024
05/15/2024
bayview.com
Miami, FL
1,000 - 3,000
The following is the career advancement route for COMPLIANCE ANALYST positions, which can be used as a reference in future career path planning. As a COMPLIANCE ANALYST, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary COMPLIANCE ANALYST. You can explore the career advancement for a COMPLIANCE ANALYST below and select your interested title to get hiring information.
If you are interested in becoming a Compliance Analyst, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Analyst for your reference.
Step 1: Understand the job description and responsibilities of an Accountant.
Quotes from people on Compliance Analyst job description and responsibilities
Compliance analysts can help ensure that your organization's products or processes meet compliance specifications.
03/13/2022: Hopkinsville, KY
They can audit members of professional organizations to determine whether they meet the standards set by the organization.
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Most of them contribute to security designs through acquisitions and/or system developments to deliver and maintain a compliant system.
02/10/2022: Clearwater, FL
Help companies remain compliant with regulations, thus preparing them for audits.
03/13/2022: Columbus, OH
The compliance analyst has a duty to maintain legal and regulatory compliance by researching, analyzing, and communicating regulatory requirements and obtaining the appropriate approvals.
02/27/2022: Casper, WY
Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.
Career tips from people on Compliance Analyst jobs
Every compliance analyst has slightly different duties, tasks, and responsibilities due to varying job descriptions.
12/30/2021: Billings, MT
Smaller organizations still focus on having a single compliance specialist rather than a complete department.
01/25/2022: Santa Cruz, CA
Sometimes, the compliance analyst works along with the compliance head and other compliance officers.
01/26/2022: Denver, CO
Ability to accurately complete applications for compliance certification.
03/08/2022: Fayetteville, AR
Get Certifications and Continue Learning.
12/24/2021: Saginaw, MI
Step 3: View the best colleges and universities for Compliance Analyst.