1 Senior Compliance Associate Job near me
Capital Group is Hiring a Senior Compliance Associate Near Los Angeles, CA
The Code of Ethics Team is dedicated to helping associates observe exemplary standards of integrity, honesty, and trust. It sets out standards for our personal conduct, including personal investing, gifts and entertainment, outside business interests and affiliations, political contributions, insider trading, and client confidentiality.
As a Senior Compliance Associate, you will help to ensure we comply with regulations, requirements, and policies. You'll conduct investment compliance research, and manage, and prepare regulatory filings. You'll leverage your passion for process optimization to support our global compliance controls and ownership reporting. Every day will be different as you partner with our in-house lawyers, compliance managers, and investment operations professionals to assist our portfolio compliance operations and research global regulatory requirements. You will learn how to audit our systems to ensure our controls are working properly.
To thrive in this role, you enjoy new challenges and are constantly trying to improve existing processes. Experience in the securities or investment management industry is a plus, but it is not required.
"I am the person Capital Group is looking for."
- You are detail-oriented and have conscious processes in your current position that demonstrate a commitment to accuracy.
- You've always loved researching and cross-referencing different sources of information to uncover gaps and discrepancies. To connect the dots, you vacillate between seeing the big picture and dissecting precise details.
- You appreciate the sense of accomplishment achieved when you solve a problem using your good judgment.
- You have an interest and eagerness to learn about emerging technologies such as robotic process automation or machine learning.
- By asking great questions and bouncing ideas off others, you proactively share your perspective. You're a skilled communicator and thrive in team settings by being authentic, respectful, and engaging.
In addition to a highly competitive base salary, per plan guidelines, restrictions and vesting requirements, you also will be eligible for an individual annual performance bonus, plus Capital's annual profitability bonus plus a retirement plan where Capital contributes 15% of your eligible earnings.
You can learn more about our compensation and benefits here .
* Temporary positions in Canada and the United States are excluded from the above mentioned compensation and benefit plans.
We are an equal opportunity employer, which means we comply with all federal, state and local laws that prohibit discrimination when making all decisions about employment. As equal opportunity employers, our policies prohibit unlawful discrimination on the basis of race, religion, color, national origin, ancestry, sex (including gender and gender identity), pregnancy, childbirth and related medical conditions, age, physical or mental disability, medical condition, genetic information, marital status, sexual orientation, citizenship status, AIDS/HIV status, political activities or affiliations, military or veteran status, status as a victim of domestic violence, assault or stalking or any other characteristic protected by federal, state or local law.
Job Summary
Full Time
$95k-120k (estimate)
05/08/2024
07/07/2024
capitalgroup.com
FORKED RIVER, NJ
7,500 - 15,000
1931
$3B - $5B
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About Capital Group
Since 1931, Capital Group, home of American Funds, has been singularly focused on delivering superior results for long-term investors using high-conviction portfolios, rigorous research and individual accountability. Today, Capital Group manages more than $1.7 trillion in equity and fixed income assets for millions of individual and institutional investors. Capital Group is a private firm that employs more than 7,500 associates in offices around the world. For more than 80 years, our goal has remained the same: to improve peoples lives through successful investing. *Weve been made aware of an ...
employment scam fraudulently using Capital Groups name.* -Capital Group does not schedule interviews or make job offers solely via Twitter, chat or text messages. -Capital Group requires a completed job application prior to consideration for an interview and job offer. If you are unsure whether youre communicating with Capital Group, please contact us at (800) 421-4225 or employmentfraud@capgroup.com to verify your job interview or offer. For important legal information please click the company details website link: https://www.capitalgroup.com/us/landing-pages/linkedin-terms-of-use.html
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The job skills required for Senior Compliance Associate include Integrity, Trading, etc. Having related job skills and expertise will give you an advantage when applying to be a Senior Compliance Associate. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Senior Compliance Associate. Select any job title you are interested in and start to search job requirements.
The following is the career advancement route for Senior Compliance Associate positions, which can be used as a reference in future career path planning. As a Senior Compliance Associate, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Senior Compliance Associate. You can explore the career advancement for a Senior Compliance Associate below and select your interested title to get hiring information.
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