Risk and Controls Supervisor

The Keller Group is supporting our stable and growing client in their search for a Risk and Controls Supervisor. This role leads the planning and execution of quality assurance testing in alignment with the company’s compliance framework. This role is responsible for assessing risk, evaluating controls and ensuring the accuracy and integrity of reporting. The Supervisor oversees testing activities performed by team members and partners with internal stakeholders to strengthen the control environment.

Benefits:

• Competitive compensation package including base, bonus and equity
• Hybrid work schedule and generous paid time off
• Comprehensive benefits package with a strong 401k matching program
• Programs that support growth and wellbeing, including tuition assistance, employee volunteer opportunities and a wellness program

Responsibilities:

• Plan, execute and deliver reporting testing in accordance with established frameworks and timelines.
• Perform risk assessments and conduct conformance, transaction and control testing.
• Supervise and review work performed by internal and external resources.
• Identify issues, assess impact and collaborate with stakeholders on corrective actions.
• Support preparation and presentation of testing results, findings and recommendations to leadership.
• Partner with Accounting, Risk, Treasury, Operations and Data teams to address data quality and reporting issues.
• Lead or participate in reporting and quality assurance initiatives.

Qualifications:

• 5 years of experience in Internal Audit, Internal Controls, Public Accounting or a related field.
• Bachelor’s degree required; Master’s or MBA preferred.
• Working knowledge of financial services or banking operations.
• Strong knowledge of internal controls, risk assessment, COSO, SOX, FRB reporting, IIA standards and GAAP.
• Strong communication, time management and analytical skills.