Risk and Compliance Specialist

Overview

We are seeking a highly skilled and detail-oriented Risk and Compliance Specialist to join our dynamic financial team. This pivotal role involves overseeing the organization’s adherence to regulatory standards, managing internal controls, and ensuring compliance with industry best practices. The ideal candidate will possess a strong foundation in financial concepts, internal audits, and regulatory frameworks such as SOX (Sarbanes-Oxley Act), COSO (Committee of Sponsoring Organizations), and relevant securities laws. By fostering a culture of integrity and transparency, the Risk and Compliance Specialist will contribute significantly to safeguarding the organization’s assets and reputation.

Responsibilities

• Develop, implement, and monitor comprehensive compliance programs aligned with applicable laws, regulations, and internal policies.
• Conduct internal audits to evaluate the effectiveness of risk management processes and control systems.
• Ensure adherence to financial reporting standards including GAAP (Generally Accepted Accounting Principles) and regulatory requirements such as TILA (Truth in Lending Act).
• Oversee compliance with banking regulations, including Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) protocols.
• Identify potential areas of compliance vulnerability and develop corrective action plans.
• Collaborate with external auditors during financial audits, ensuring accurate documentation in accordance with GAAS (Generally Accepted Auditing Standards).
• Manage fraud prevention and detection initiatives by analyzing financial transactions for suspicious activity.
• Maintain up-to-date knowledge of securities law, fair housing regulations, ACH (Automated Clearing House) operations, and other relevant legal frameworks.
• Support the implementation of technical accounting standards related to complex financial transactions.
• Utilize financial software tools for monitoring compliance metrics and generating detailed reports for senior management.

Qualifications

• Bachelor’s degree in Accounting, Finance, or a related field; professional certifications such as CPA or CIA are preferred.
• Minimum of three years’ experience in risk management, internal auditing, or compliance within a financial services environment.
• Strong understanding of SOX compliance requirements, COSO framework, and corporate accounting principles.
• In-depth knowledge of banking operations, securities law, fraud prevention techniques, and regulatory reporting obligations.
• Familiarity with technical accounting standards including GAAP and GAAS.
• Experience working with financial software platforms used for compliance monitoring and reporting.
• Excellent analytical skills with the ability to interpret complex financial data accurately.
• Effective communication skills to articulate compliance issues clearly across departments. If you are committed to maintaining the highest standards of integrity while advancing your career in risk management and compliance, we encourage you to apply today. Join us in fostering a secure, compliant environment that supports sustainable growth.

Pay: $20.00 - $26.00 per hour

Work Location: In person

Salary : $20 - $26