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RBC Capital Markets, LLC
Raleigh, NC | Full Time
$158k-208k (estimate)
1 Month Ago
RBC Capital Markets, LLC
Raleigh, NC | Full Time
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Director - U.S. Governance and Risk Reporting
$158k-208k (estimate)
Full Time | Banking 1 Month Ago
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RBC Capital Markets, LLC is Hiring a Director - U.S. Governance and Risk Reporting Near Raleigh, NC

Job Summary

Directs the identification and measurement of organizational, physical and financial risk; implements programs and business processes to minimize risk. Manages activities through senior managers and managers and implements corporate and divisional strategic plans and budgets.

Job Description

What is the Opportunity?

This role is part of the U.S. Risk Office and will be responsible for directing and managing the risk reporting to the RBC US Group Holdings LLC (RIHC) Board and its Committees, and the governance of RBC's Combined U.S. Operations (CUSO) Risk Management Committee, chaired by the U.S. Chief Risk Officer. The Director will play a critical role in ensuring CUSO's risk reporting and the governance of CUSO RMC is in accordance with regulatory expectations, industry best practices and leading trends in governance practices.

What will you do?

  • Directs and manages all aspects of CUSO RMC and board-related activities involving GRM, including:
    • the agenda for, frequency of, and preparation for committee meetings;
    • the quality, quantity and timeliness of the information that goes to the committee, including ensuring presentation guidelines are met;
    • the time is sufficiently allocated during committee meetings for effective discussion of agenda items and key issues and concerns; and
    • the mandate and the effectiveness of each committees is assessed, and improvements are implemented as required.
  • Manages the CUSO risk management committee structure; ensuring appropriate governance over updates
  • Ensures escalation procedures and governance practices of CUSO's risk management committees are consistent and in line with regulatory expectations and best practices
  • Builds strong relationships with risk counterparts including RBC Enterprise, CUSO and RIHC legal entities, promoting alignment and consistency in risk reporting and governance.
  • Keeps abreast of regulatory developments, industry best practices and leading trends in governance practices.
  • Responds to regulatory, Internal Audit and external survey requests as required (e.g. Federal Reserve, OCC, DTCC etc.)
  • Manage 2 FTEs mentorship of junior members across the GRM platform.
    • Set goals, prioritize deliverables and assess performance across the department
    • Create development plans for staff to broaden their knowledge base across processes, risk disciplines and regulatory requirements

What do you need to succeed?

  • Strong organizational awareness, preferably with solid knowledge of risk management and/or governance standards & processes (management and/or board level); minimum 10 years of relevant experience.
  • Bachelor's Degree (in Accounting, Economics, Finance, or other Business related field)
  • Excellent communication skills (both written and oral) and strong diplomatic and interpersonal skills; requires frequent contacts with senior executives.
  • Drive best-in-class execution, with a proactive and committed focus on quality, accuracy and timeliness; exceptional attention to details.
  • Solution-focused mindset with an ability to make logical or implied connections from a vast array of information.
  • Ability to develop and/or maintain relationships across multiple stakeholder groups, including RBC senior management.
  • Ability to manage well under pressure and tight deadlines; works well with changing priorities in a dynamic small team environment.
  • Ability to improve processes to drive greater efficiency and effectiveness.
  • Team player; ability to successfully partner with colleagues across departments and/or divisions
  • Ability to effectively communicate to stakeholders of varying levels, including under contentious circumstances
  • Strong Excel and PowerPoint skills required
  • Ability to be flexible and follow tight deadlines
  • High level of professionalism, self-motivation, and sense of urgency

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
  • Leaders who support your development through coaching and managing opportunities
  • Ability to make a difference and lasting impact
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • Opportunities to do challenging work
  • Opportunities to building close relationships with clients

RBC's compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:

* Drives RBC's high performance culture

* Enables collective achievement of our strategic goals

* Generates sustainable shareholder returns and above market shareholder value

Job Skills

Auditing (Inactive), Audits Compliance, Business Analytics, Decision Making, Financial Risk Management (FRM), Information Security Management, Occupational Safety and Health, Operational Delivery, Quality Management, Results-Oriented, Risk Management, Security Management, Strategic Thinking, Training Programs

Additional Job Details

Address:

8081 ARCO CORPORATE DRIVE:RALEIGH

City:

Raleigh

Country:

United States of America

Work hours/week:

40

Employment Type:

Full time

Platform:

GROUP RISK MANAGEMENT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2024-03-18

Application Deadline:

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at .

RBC is an equal opportunity employer committed to diversity and inclusion. We are pleased to consider all qualified applicants for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, protected veterans status or any other legally-protected factors.

Job Summary

JOB TYPE

Full Time

INDUSTRY

Banking

SALARY

$158k-208k (estimate)

POST DATE

03/20/2024

EXPIRATION DATE

05/19/2024

WEBSITE

rbccm.com

HEADQUARTERS

CHARLOTTE, NC

SIZE

7,500 - 15,000

FOUNDED

1929

CEO

CRAIG WAGNER

REVENUE

$200M - $500M

INDUSTRY

Banking

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About RBC Capital Markets, LLC

RBC Capital Markets is recognized by the most significant corporations, institutional investors, asset managers, private equity firms, and governments around the globe as an innovative, trusted partner with an in-depth expertise in capital markets, banking, and finance. We are well-established in the largest, most mature capital markets across North America, Europe, and the Asia-Pacific region, which collectively encompass more than 75% of global investment banking activity each year. We are part of Royal Bank of Canada (RBC), a leading, diversified provider of financial services and one of th...e strongest banks globally. Founded in 1864, RBC is the 10th largest bank worldwide and the 5th in North America, as measured by market capitalization. RBC is among a small group of highly rated global banks and is recognized time and time again for its financial strength, market leadership and philanthropic work. For information on our legal terms of use visit https://www.rbccm.com/en/policies-disclaimers.page More
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