1 Compliance Analyst, Conduct & Investigations Job in San Francisco, CA

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Compliance Analyst, Conduct & Investigations

OKX

San Francisco, CA | Full Time

$107k-135k (estimate)

1 Week Ago

Compliance Analyst, Conduct & Investigations

OKX San Francisco, CA

$107k-135k (estimate)

Full Time 1 Week Ago

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OKX is Hiring a Compliance Analyst, Conduct & Investigations Near San Francisco, CA

Who We Are

At OKX, we believe our future is reshaped with technology. Founded in 2017, OKX is one of the world’s leading cryptocurrency spot and derivatives exchanges. OKX innovatively adopted blockchain technology to reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market. Trusted by more than 20 million users in over 180 regions globally, OKX strives to provide an engaging platform that empowers every individual to explore the world of crypto. In addition to its world-class DeFi exchange, OKX serves its users with OKX Insights, a research arm that is at the cutting edge of the latest trends in the cryptocurrency industry. With its extensive range of crypto products and services, and unwavering commitment to innovation, OKX vision is a world of financial access backed by blockchain and the power of decentralized finance.

We invest in our people as much as we invest in technology. We are united by our engaging culture, here we win as a team, embrace changes, and do the right thing. We are committed to creating a friendly, rewarding and diverse environment for OKers. It doesn’t matter where you come from, here everyone feels valued, respected and has the same opportunities to develop and thrive — we want to bring out the best in you.

About the Team:

The Compliance function at OKX is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations.

Our Compliance Advisory team, in particular, is responsible for building Compliance policies, programs and frameworks for the company’s diverse and exciting products in accordance with applicable legal and regulatory requirements.

What You'll be Doing:

This role will be part of the Complaince Conduct and Investigations Team. Covering Anti-Bribery and Corruption (“ABC”) Program, Whistleblowing Program and Complaince Conduct related investigations. The role will require partnering closely with other Compliance Teams, Legal, Finance, Human Resources and other relevant business units. This role will develop and maintain a strong and efficient controls environment in order to comply with all applicable sanctions laws, regulations, and guidance for OKX’s global presence.

In this role you will:

Assist the group leader to develop and manage the global Compliance Conduct framework, including but not limited to strategy, roadmap, policies, procedures, and training elements, in accordance with applicable legal and regulatory requirements.
Communicate effectively with frontline business units on conduct related risks and provide advice on business practices.
Assist in executing the Compliance Conduct program, with specific attention, to gifts and hospitality, employment opportunities, charitable contributions, third party vendor reviews, significant business events, whistleblowing cases and conduct investigations.
Tracking and logging of Compliance Conduct related cases.
Provide Compliance Conduct related training.
Assist with special projects as needed, with the ability to work in a fast-paced, ever-changing environment.

What We Look For in You:

3 years of experience in ABC, whistleblowing or compliance investigations.
Knowledge and basic understanding of FCPA, UK Bribery Act (UKBA), and other equivalent ABC regimes.
Strong communication skills with the ability to interact comfortably with business partners.
Project management skills to drive alignment across stakeholder groups to develop and implement controls and processes.
Ability to work within and meet deadlines in a fast-paced environment.
Self-motivated, critical thinker and adept at working independently and in a dispersed team environment covering multiple and varied tasks.
Intuitive, highly ethical and comfortable to question and challenge.
Bachelor's degree or equivalent practical experience

Nice to Haves:

Prior experience working in a US multinational or matrix environment
Prior experience working in the crypto industry
CAMS, ICA, or equivalent certification

Highlights of Perks and Benefits:

Market competitive total compensation package
Comprehensive insurance package including medical, dental, vision, disability & life insurance (Company pays 100% for employee/80% for dependents)
401K with company contribution
Paid Parental Leave
Employee Referral Bonus Program paid in BTC
Company Donation Match
More surprises when you join!

OKX Statement:

OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.

The salary range for this position is $104,000 - $135,000
The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via OKX internal or external careers site.