Investment Management Firm (100B AUM) 

• Fulltime 
• Hybrid, 3 days in office in Chicago Loop 
• Full relocation available
• Base Bonus 140k - 160k 
• Robust benefits package 

• Code, test, and implement investment compliance rules in Charles River IMS (CRIMS)
• Interpret investment agreements and documents 
• Identify compliance requirements and establish validation rules
• Maintain and update client-directed restriction lists
• Create daily review of reports for compliance alerts, exceptions, and necessary corrections
• Support clients and colleagues for compliance questions
• Analyze compliance alerts for accurate decisions
• Complete periodic client certifications and questionnaires.
• Assist in updating compliance policies in response to business or regulatory changes.

• 5 Years of professional work experience
• 2 Years of Investment Compliance experience
• 1 years of coding and testing compliance rules, benchmark comparative rules, and regulatory guidelines
• Charles River IMS (CRIMS) or BlackRock Aladdin
• Strong understanding of the Securities industry and investment management regulations
• Investment Advisers / Investment Company Act of 1940
• ERISA regulations
• Familiarity with additional regulations (Securities / Securities Exchange Act of 1934, CFTC regulations)
• Knowledge of the Securities Act of 1933, Securities Exchange Act of 1934, CFTC

• Understanding of ESG a plus
• SQL
• Python