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JPMorgan Chase
Jersey, NJ | Full Time
$132k-173k (estimate)
2 Weeks Ago
Compliance - Business Manager IV - Executive Director
JPMorgan Chase Jersey, NJ
$132k-173k (estimate)
Full Time | Banking 2 Weeks Ago
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JPMorgan Chase is Hiring a Compliance - Business Manager IV - Executive Director Near Jersey, NJ

As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. 

As a Business Manager IV, you will be responsible for leading and delivering important initiatives for the Surveillance, Disclosure of Interest (DOI), and Control Room groups. Key attributes for the role include the ability to effectively communicate and partner with various stakeholders across different functional areas and geographies, and lead projects and business deliverables in a dynamic fast paced environment.

 Job responsibilities

  • Lead the preparation of annual self-assessment including working with various stakeholders in Compliance, Technology, and Operations to obtain their specific risk assessments and proposed enhancements and track any deliverables resulting from such assessment
  • Organize the preparation of the annual threshold review for the Trade Surveillance program and the annual lexicon review for the Communications Surveillance program, working with subject matter experts in these areas and tracking progress including implementation of relevant change management documentation
  • Coordinate with the Metrics and Reporting team to perform semi-annual staffing adequacy assessments using a quantitative model to identify whether the program is adequately staffed in connection with alert volumes, filing requirements and research report volumes, as well as other work performed
  • Drive the completion of special projects to complete critical work for each function (e.g. assisting with regulatory responses, innovation and other strategic priorities initiatives)
  • Manage and track efficiency savings resulting from various technology enhancements and strategic initiatives implemented across programs 
  • Provide support with global regulatory exams and inquiries and coordinate responses including by assigning tasks and monitoring progress
  • Analyze existing alert types, reports, and other controls and assess whether appropriately mapped to risks listed in the Firm’s controls and operational risk evaluation system
  • Evaluate applicable legal and regulatory obligations tracked in the Firm’s systems and map to relevant surveillance alert types, working with subject matter experts to assess any potential gaps

 Required qualifications, capabilities, and skills

  • Bachelor's Degree 
  • 5 years of experience in project management, with a focus on regulatory compliance
  • Excellent communication and interpersonal skills 
  • Strong analytical and critical thinking skills 
  • Ability to prioritize and manage multiple tasks simultaneously
  • Proven ability to effectively partner with key stakeholders and technology partners
  • Highly organized and strong attention to detail

Job Summary

JOB TYPE

Full Time

INDUSTRY

Banking

SALARY

$132k-173k (estimate)

POST DATE

04/25/2024

EXPIRATION DATE

06/24/2024

WEBSITE

jpmorganchase.com

HEADQUARTERS

MCKINNEY, TX

SIZE

>50,000

FOUNDED

1968

REVENUE

>$50B

INDUSTRY

Banking

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About JPMorgan Chase

For over 200 years, JPMorgan Chase & Co has provided innovative financial solutions for consumers, small businesses, corporations, governments and institutions around the world. Today, we're a leading global financial services firm with operations servicing clients in more than 100 countries. Whether we are serving customers, helping small businesses, or putting our skills to work with partners, we strive to identify issues and propose solutions that will propel the future and strengthen both our clients and our communities. 2017 JPMorgan Chase & Co. JPMorgan Chase is an equal opportunity and... affirmative action employer Disability/Veteran. More
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