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Duration: 8 months
Possibility of Extension: Y
Possibility of conversion to FTE: Y
Working hours: 9-5
Working Location: Chicago or NYC [role will be hybrid in office 2 days a week; candidate can be located in either Chicago or NYC]
Pay rate • $53.33-$56.34 per hour on W2
Role Mandate: The role works closely with the Swap Dealer and Fixed Income, Currencies, and Commodities ( "FICC”) LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are met. This role will have a specific focus on compliance oversight over CLIENT's Introducing Broker futures activities. The role maintains current knowledge of regulatory requirements and developments, monitors risk, and identifies and corrects possible gaps and weaknesses. This individual will be responsible for the successful implementation and maintenance of the National Futures Association Introducing Broker (IB) program in accordance with CFTC and NFA rules.
Role Responsibilities Include (but are not limited to):
Must-Have Skills:
Nice to have Skills
Full Time
Investment Management
$79k-102k (estimate)
01/29/2024
05/23/2024
intellswift.com
FREMONT, CA
25 - 50
2001
Private
LADDI S JHUTY
<$5M
Investment Management
Intelliswift Software provides enterprise application, collaboration, mobility and cloud computing solutions.