About eToro

eToro is a social investment network that empowers people to grow their knowledge and wealth as part of a global community of successful investors. eToro was founded in 2007 with the vision of opening up the global markets so that everyone can trade and invest in a simple and transparent way. Today, eToro is a global network of more than 27 million registered users who share their investment strategies; and anyone can follow the approaches of those who have been the most successful. Due to its simplicity users can easily buy, hold and sell assets, monitor their portfolio in real time, and transact whenever they want.

Summary

The Compliance Analyst role is a member of eToro USA’s Compliance team and will report directly to the broker dealer (“BD”) Director of Compliance/Deputy CCO, eToro Securities. The below functions are examples of the responsibilities to be assigned to this role; however, they are not all-inclusive.

Responsibilities:

• Onboards employees following established procedures paying special attention to detail
• Organizes and coordinates follow-up items with responsible parties, ensures prompt execution of tasks and resolution of issues
• Coordinates agenda items and supporting documentation for weekly compliance team meetings and bi-weekly status reporting
• Assists with assignments of continuing education to associated persons and registered representatives
• Tracks compliance trainings through completion and disseminates associated reports to Compliance Director
• Performs regulatory research pertaining to applicable rules of the broker-dealer to support compliance projects
• Cross-trains on several compliance functions and assists in multiple compliance areas when needed
• Additional compliance-related duties as needed

• Bachelor’s degree required; advanced degree a plus.
• Series 7 and 24 required; Series 4 preferred or willing to obtain within 180-days
• 3 years of experience in a compliance function and familiarity with Broker Dealer rules and regulations; knowledge or familiarity with money transmitter licenses a plus
• Strong understanding of the broker dealer industry
• Has the ability to analyze situations for compliance and business risk, and implement solutions to address and mitigate such risk
• Strong abilities in analytical thinking, problem solving, research, and time management
• Meticulous attention to detail and highly accurate
• A self-starter that enjoys a team-oriented approach
• Excellent communication (written and oral), presentation, and interpersonal skills
• Comfortable operating in a fast paced start-up
• Experience in monitoring, testing, and conducting risk assessments
• Must be proficient with MS Office (Word, Excel, PowerPoint, and Outlook)
• Significant level of trust, credibility, and diplomacy is required