Experience level: Mid-senior Experience required: 6 Years Education level: All education level Job function: Information Technology Industry: Financial Services Pay rate : View hourly payrate Total position: 1 Relocation assistance: N

Candidates hired for this role will be required to start onsite from Day 1 following hybrid work option, 2 to 3 days in office.

Due to a recent increase in misrepresentation during the interview process, has implemented a new policy that requires a candidate’s headshot on the front page of the resume to be considere

Position Summa

The Principal Embedded Risk Manager (ERM) specializes in serving as a central point of contact and liaison aligned with IT that drives completion of, and adherence to, risk and control commitments, obligations, and requirements for their aligned departments; and is responsible for assisting stakeholders with the identification and timely remediation of risk. They are a top-level contributor that acts independently with minimal direction. The ERM’s ability to form strong relationships and communicate with a breadth and variety of management resources is critical. Attention to detail and strong time management skills are also required, along with juggling competing priorities

Specific Responsibilitie

Follow the DTCC processes and methodologies for risk managemen

Learn to effectively use the tools required for risk management at DTCC such as PDMS / MetricStream / Arche

Comply with existing risk and control commitments and requirements

Effectively Liaison between and across the cost centers composing Enterprise Production Assurance (EPA) and IT Resiliency and Data Center (ITR&DC) and the following control functions

Internal Audit Departmen

Technical Risk Managemen

Operational Risk Managemen

Regulators / Regulatory Relation

IT Risk Community of Excellenc

Management Control Testin

Drive successful and timely completion of commitments and requirements

TRM network and app pen test findings, FOSS finding

Risk acceptances and policy deviation

PDMS Policy and Procedures document review

Provide guidance and become trusted resource between stakeholders and control functions

Assist with thoughtfully articulating issues and remediation plans, driving timely submissions to control functions

Assist EPA and ITR&DC teams in tracking audit deliverables and facilitating management’s timely response to requests

Track audit actions against defined delivery dates and assist with development of retarget plans as necessary

Protect stakeholders by identifying control adherence/design effectiveness gaps as first line of defens

Conduct proactive Continuous Improvement Questionnaire (CIQ) to identify MSIs, policy deviations and risk acceptances to mitigate future control function findings

Update Process, Risk & Control (PRC) framework proactivel

Review Key Performance Indicator (KPI) maker/checker compliance

Effectively document meeting decisions and actions in a timely manne

Work closely with management and stakeholders to accurately report status of audit and regulatory actions

Collaborate effectively with the Risk Management Center of Excellence to drive the teams’ timely response to TRM, external Audit, and regulatory requests

Enable strategic improvement of IT control environment

Integrate risk management into each team’s continuous improvement processes, roadmaps, and strategies

Drive/facilitate control efforts

Provide information and feedback to the CoE and control functions as appropriate

Influence and support the Risk mindset of EPA & ITR and D

Qualification

Minimum of 6 years of Financial Services industry related experien

Bachelor's degree preferred with master's or equivalent experience.cesC......r.y.e....sss.gesttt:.rt.s.ryd. o