333 Senior Compliance Manager Jobs in Charlotte, NC
Comerica Bank is Hiring a Senior Compliance Manager Near Charlotte, NC
The Manager, Senior Compliance is responsible for the CMS-Program within their Division. They are considered the Compliance expert within their area of responsibility. It has direct accountability for ensuring compliance within their purview. This includes responsibility for Third Party Compliance, including Control Testing strategy and implementation, day-to-day oversight, and remediation of third-party Compliance-related issues.
- Develop and maintain Compliance Framework.
- Ensure compliance with regulations.
- Ensure third-party partners meet Regulatory requirements.
- Control Testing strategy and implementation, day-to-day compliance oversight and remediation of third-party Compliance-related issues.
- Partner with Line of Business, Compliance and third parties to ensure all processes and procedures are in compliance with policies and federal regulations.
- Regulatory Change Management
- Analyze and make recommendations on department and third-party policies, processes, and procedures based on regulatory requirements or changes.
- Consult with vendors and second line of defense as needed. Ensure resulting policies, processes and procedures meet requirements.
- Design, develop, implement, and manage Control Testing program for area of responsibility.
- Ensure key regulatory and control timelines and required processes and evidence (documents) are tested.
- Ensure control findings are reported to management of affected areas and that remediation plans are established and implemented and tracked in the Archer Issues Management system.
- Serve as the key contact for internal and external Exams.
- Prepare/coordinate preparation of audit and exam deliverables.
- Develop remediation plans for issues and observations.
- Report issues and manage remediation in the Archer Issues Management system.
- Executes periodic self-monitoring or testing to determine whether policies and procedures are being followed.
- Manage/collaborate on and update monthly Compliance Dashboards. Provide input into other Dashboards as needed.
- Educate and train area of responsibility on regulations that affect them.
- Manage Compliance Managers and or other Compliance employees who are assigned to their area of responsibility.
- Follow all HR Management protocol.
- A bachelor's degree from an accredited university
- 10 years of related industry experience
- 7 years' experience in managing financial, regulatory or audit issues
8:00am - 5:00pm Monday - Friday
Comerica is proud to be an Equal Opportunity Employer - veterans/individuals with disabilities, committed to workplace diversity.
Job Summary
Full Time
Banking
$114k-147k (estimate)
12/21/2023
05/04/2024
comericabanktower.com
DALLAS, TX
7,500 - 15,000
1973
RALPH W BABB JR
$3B - $5B
Banking
Related Companies
The job skills required for Senior Compliance Manager include Regulatory Compliance, etc. Having related job skills and expertise will give you an advantage when applying to be a Senior Compliance Manager. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Senior Compliance Manager. Select any job title you are interested in and start to search job requirements.
The following is the career advancement route for Senior Compliance Manager positions, which can be used as a reference in future career path planning. As a Senior Compliance Manager, it can be promoted into senior positions as a Compliance Director that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Senior Compliance Manager. You can explore the career advancement for a Senior Compliance Manager below and select your interested title to get hiring information.
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