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At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.
In Compliance, we help our business partners achieve their strategic priorities by promoting principles and practices building client trust and safeguard the integrity of the Firm.
Reporting the Managing Director, Asset Management Compliance, the Director will join an engaging and dynamic team supporting our business partners. This Director will be responsible for leading a team of compliance professionals in developing, maintaining and administering the Compliance Programs for Charles Schwab Investment Management, Inc. (CSIM), also known as Schwab Asset Management, and for the Schwab Funds/Schwab ETFs (the Funds) as required under Rule 206(4)-7 of the Investment Advisers Act and Rule 38(a)-1 of the Investment Company Act while maintaining an enterprise-wide view of compliance risks.
Full Time
Securities
$169k-217k (estimate)
05/02/2024
05/03/2024
aboutschwab.com
SAN FRANCISCO, CA
15,000 - 50,000
1986
WALTER W BETTINGER II
$10B - $50B
Securities