Description

Responsible for examining and evaluating Credit Union operations, internal controls and adherence to rules and regulations by performing regular internal audits utilizing a risk-based approach. Serves as an independent and objective party to ensure proper controls and safeguards are in place to protect the Credit Union from loss and exposure.

Responsibilities

• Performance of internal audits, to include preliminary survey, development of audit program, performance of field work, reporting, follow-up, and work-paper review. Relevant tasks include reviewing existing information, analyzing data, interviewing/testing individuals involved, and documenting results, evaluating the adequacy of work-paper documentation, and reviewing audit report content. Evaluates the adequacy of internal controls and processes. Ensures compliance with applicable laws, rules, regulations, policies and procedures.
• Stay abreast of relevant policies, procedures, laws, regulations, and credit union trends. Participates in educational opportunities to maintain awareness of regulatory compliance issues, audit, and quality control.
• Performs research, testing and analysis necessary to respond to any requests, including but not limited to; special audits, employee investigations, and ACUA / NCUA inquiries.
• Supports the Sr. Internal Auditor as needed.
• Keeps the Supervisory Committee informed of Department activities and any significant problems; completes and submits required reports, records, and related documents.
• Assists in the development and/or execution of the audit plan.
• Assumes responsibility for other duties as required or assigned.
• Travel throughout East Alabama required.

Requirements

Minimum Requirements 

• Bachelor’s degree in Accounting, Finance, or related discipline. Strong organizational and project management skills. 
• Strong analytical, written/verbal communication, interpersonal, and relationship building skills. 
• Ability to work independently.
• Preference given to candidates with the following: two or more years auditing and/or compliance experience, previous internal audit experience with one or more financial institutions. 
• Certified Internal Auditor (CIA), Certified Credit Union Internal Auditor (CCUIA), or equivalent certification. 
• Credit Union experience.
• Travel throughout East Alabama required.

Preferred Qualifications 

• Two or more years auditing and/or compliance experience.
• Internal audit experience with one or more financial institutions.
• Professional certification such as Certified Internal Auditor (CIA), Certified Credit Union Internal Auditor (CCUIA), or equivalent certification.
• Experience working in a regulated financial institution supervised by the NCUA or similar agency.