6 Jobs
Prometheum is Hiring a Regulatory Reporting Specialist Near New York, NY
Since its founding in 2017, Prometheum has leveraged its deep expertise in securities law, blockchain and trading to create a compliant ecosystem for digital asset securities that enables all investors to seamlessly invest in digital assets securities. Prometheum has relied on its strong diverse team to build the required tools to service digital asset securities. To date, Prometheum has built multiple digital asset security broker-dealers traversing novel areas and a large technology stack (intersecting trading, blockchain, compliance, etc.). As we continue growing, we are looking for hardworking and devoted individuals that want to contribute to our efforts as we traverse new and exciting areas.
Role:-
Regulatory Reporting Specialist - Full Time W2
Location:-
New York City, NY
Salary:-
$140,000 - $200,000
Responsibilities:-
- Responsible for assisting in preparation of daily net capital requirements reports and weekly customer reserve reporting for affiliate broker dealers (15c3-1 and 15C3-3 reports).
- Prepare draft financial reports (e.g. FOCUS, quarterly, SSOI, OBS, Form Custody, etc) supported by clear, detailed, and accurate work papers.
- Track daily trading activities and results to prepare accounting trial balance reports.
- Assist with other assignments, as needed, including standard accounting activities such as managing expense allocations.
- Supports end to end accounting processes and completes research required to transform data into information for reporting purposes.
- Independently research and interpret regulatory rules, guidance, and report instructions.
- Draft, periodically update as needed, and maintain desktop procedures for all accounting and regulatory reporting processes
- Ensure compliance with the regulatory framework by monitoring changes in industry regulations.
- Prepare and analyze regulatory reports and other financial documents.
- Maintain accurate records and ensure the accuracy and integrity of reported data.
- Identify potential areas of risk and devise solutions to address them.
- Collaborate with other teams to ensure compliance with internal policies and procedures.
- Monitor and evaluate performance against key performance indicators.
- Develop and implement processes and procedures to build out regulatory reporting framework
- Provide guidance and advice to other departments regarding regulatory reporting requirements.
- Present at and participate in meetings and discussions with senior internal and external stakeholders.
- This position requires a detail-oriented individual with strong problem solving skills and the ability to work well in a fast-paced environment.
- A deep understanding of regulatory reporting and a commitment to the highest standards of accuracy and integrity.
- A Bachelor's degree in finance, accounting, or a related field,
- At least 7-10 years of direct experience in regulatory reporting for a clearing broker-dealer.
- In addition, you must be well-versed in the latest industry regulations and have a strong attention to detail.
- Series 27 qualified.
- Advanced knowledge of regulatory reporting and regulatory reporting operations;
- Advanced knowledge of financial accounting including relevant US GAAP for the financial services industry;
- Experience in project management, including running meetings, tracking issue resolution progress and driving issues to closure;
- Experience in planning and performing financial audits is preferred;
- Excellent analytical and verbal/written communication skills;
- Competitive salary based on experience
- Excellent benefits including:- Health, Vision & Dental Insurance
Job Summary
Full Time
$80k-105k (estimate)
05/01/2024
05/16/2024
prometheum.com
NEW YORK, NY
<25
2017
Private
AARON KAPLAN
<$5M
Related Companies
About Prometheum
Prometheum designs and develops SEC-qualified securitized tokens trading ecosystem for investors and financial institutions.
The following is the career advancement route for Regulatory Reporting Specialist positions, which can be used as a reference in future career path planning. As a Regulatory Reporting Specialist, it can be promoted into senior positions as a Regulatory Affairs Specialist III that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Regulatory Reporting Specialist. You can explore the career advancement for a Regulatory Reporting Specialist below and select your interested title to get hiring information.
