2 Jobs in STAMFORD, CT
JCW's is Hiring a Compliance Associate Near Stamford, CT
About the Job
JCW is currently partnering with a Stamford based Hedge Fund that is looking to build out their Compliance team. This role would report directly into the firms General Counsel.
Key Responsibilities
- Reviewing and implementing new Compliance policies and procedures for the firm.
- Assist with Trade Compliance monitoring.
- Monitor regulatory changes for the firms main regulators including the SEC, CFTC and NFA.
- Working on ad-hoc Compliance projects including reviewing marketing materials and responding to AML/KYC requests.
Minimum Requirements
- At least 2 years of compliance experience with a Registered Investment Advisor or Hedge Fund.
- Bachelors degree required.
- General knowledge of the US Regulatory landscape including SEC/CFTC rules and regulations.
Job Summary
Full Time
Restaurants & Catering Services
$99k-124k (estimate)
05/31/2024
06/23/2024
jcws.com
AMERICAN FORK, UT
50 - 100
Private
CHRIS WILLIAMS
$10M - $50M
Restaurants & Catering Services
Related Companies
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Quotes from people on Compliance Associate job description and responsibilities
Compliance officers organize regular training sessions for employees to communicate key regulatory changes and updates.
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Perform other compliance-related responsibilities and special projects as needed.
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They perceive the compliance risks and regulation measures within the business.
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Compliance associate understands the system and be able to establish their system.
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A compliance officer explains and defend their point of view.
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Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.
Career tips from people on Compliance Associate jobs
Get Certifications and Continue Learning.
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Look for the Motivation of the Business.
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Proactively Work with Other Business Functions.
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Carefully Evaluate the Security and Compliance Posture of Business Associates.
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To execute the above tasks and to effectuate desired value, the compliance manager must possess a defined set of skills and expertise.
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Step 3: View the best colleges and universities for Compliance Associate.
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