What are the responsibilities and job description for the Registered Representative position at ThinkEquity LLC?
Company Description
ThinkEquity is a boutique investment bank founded by a team of professionals who have worked together for over a decade. The firm has facilitated over $50 billion in public and private capital raises, mergers and acquisitions, and restructurings. ThinkEquity is dedicated to delivering innovative, client-focused solutions, tailored to meet the complex needs of their clients while creating value for their investors. The firm's commitment to excellence and personalized service sets it apart in the financial industry.
Role Description
This is a full-time, on-site role for a Registered Representative at ThinkEquity LLC, located in Boca Raton, FL. The Registered Representative will be responsible for identifying and engaging with potential investors, managing client accounts, cultivating relationships with clients, and staying informed on financial market trends. The role also includes compliance with industry regulations, client reporting, and collaborating closely with internal teams to deliver tailored financial solutions that align with client goals.
Qualifications
- Proven experience in Investment Sales, Portfolio Management, and Financial Advisory
- Knowledge of Financial Markets, Securities Trading, and Investment Products
- Strong client relationship management and excellent communication skills
- Proficiency in financial analysis, strategy development, and presentations
- Self-motivated and detail-oriented with the ability to manage accounts independently
- FINRA Series 7 and Series 63 (or equivalent certifications) required
- Bachelor’s degree in Finance, Economics, Business Administration, or a related field is preferred