What are the responsibilities and job description for the FINRA Client Services Specialist - 47764 position at Palmer Group?
Our client, a thriving firm in Des Moines, is seeking a FINRA Client Services Specialist to join their team. Ideal candidates must be highly adept at learning and growth opportunities in the investment industry and currently hold FINRA Series licenses. Those with industry experience, strong communication skills, a talent for developing relationships, and strong computer skills will be apt to succeed in this role. Keep reading!
Work model:
- On-Site
- Monday - Friday
- 8:00 AM - 5:00 PM
What you will do:
- Direct phone calls and act as the main point of contact for the clientele
- Respond to client needs by opening accounts, preparing and processing forms and transactions as needed
- Open and process mail
- Run and email daily reports
- Prepare expense reimbursements
- Maintain supplies for the entire office
- Prepare client information, including portfolio reports
- Perform research as requested
- Handle money transfer requests, open new accounts, and perform additional operational support
What you will need to be successful:
- Minimum 4 years of investment industry experience
- Series 7 and 65/66 FINRA licenses required
- Strong MS Office and computer skills, working with multiple systems
- Excellent communication skills coupled with the ability to collaborate and build rapport with clients
- Provide high-caliber customer service internally and externally
- Strong MS Office and computer skills, working with multiple systems
- Ability to handle competing objectives and prioritize workflow
- High desire to learn and grow professionally
Job Type: Full-time
Pay: $65,000.00 - $75,000.00 per year
Benefits:
- 401(k)
- Dental insurance
- Health insurance
- Paid time off
- Vision insurance
Work Location: In person
Salary : $65,000 - $75,000
