What are the responsibilities and job description for the Senior Manager, Compliance – Regulatory Initiatives position at Madison-Davis, LLC?
A leading global investment bank is seeking a Senior Manager, Compliance – Regulatory Initiatives to join its U.S. Wholesale Compliance team. This role sits within a newly established regulatory initiatives function focused on remediation, program enhancement, and strengthening the firm’s wholesale banking compliance framework. The role is in office 3 days per week.
Key Responsibilities
- Support the buildout and enhancement of the bank regulatory compliance program for wholesale banking activities.
- Provide interpretive guidance on U.S. banking regulations (OCC, FRB, Regulation W, etc.).
- Deliver second-line oversight and develop monitoring protocols and compliance controls.
- Partner with Front Office, Legal, Risk, and Compliance stakeholders on regulatory matters.
- Maintain policies and procedures and deliver compliance training.
- Support regulatory exams, internal investigations, audits, and remediation initiatives.
- Participate in strategic regulatory and compliance projects.
- Qualifications
- Experience in bank regulatory compliance, regulatory advisory, or regulatory change management.
- Knowledge of U.S. banking regulations impacting wholesale or capital markets businesses.
- Strong stakeholder management, analytical, and communication skills.
If interested, please apply or reach out directly for a confidential discussion.
Salary : $150,000 - $190,000