Audit VP - Prime & Fixed Income

Hamlyn Williams has partnered with an International Banking Organization, with offices in the New York City metro region, looking to hire an Audit VP of Prime & Fxed Income.

This is a hybrid role, and you must be able to work on-site up to 3 days per week to be considered. If you are unable to work on site, please do not apply.

As an Audit VP, you will:

• Manage and direct audits from beginning to end, which includes planning, testing, issue identification, workpaper review as well as reporting
• Lead audit team to execute reviews of high quality within a particular timeframe
• Bestow guidance, coaching and feedback to audit team
• Frequently communicate with stakeholders and audit senior management to convey audit strategy, testing results as well as corrective measures
• When needed, aid in the delivery and execution of IAD's broader audit plan and assurance responsibilities.
• Take part in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile.
• As needed, assist with special projects related to business process improvements or departmental strategic initiatives.
• Track and validate closure of issues raised by the department and regulators.
• Develop, promote and maintain a collaborative and strong working relationship with AD business heads, external auditors, and regulators.

As an Audit VP, you will require:

• 10 years of experience within internal audit in the banking and finance industry.
• Well-built intellect of market risk banking/ capital market products, especially Prime and Fixed Income.
• Great perception of applicable regulatory standards / guidance for a Bank Holding Company / Broker Dealers (including the Market Risk Rule and Risk Management Program (CFR 23.600) requirements).
• Knowledge of audit techniques, internal controls, and workpaper standards.
• Ability to communicate effectively across various levels of the organization and can present. As well as professional skills, adequate to interact with all levels within the organization
• Bachelor’s Degree in Accounting, Finance, or related field

Our client offers generous compensation packages, as well as amazing benefits, PTO and great work-life balance.

Candidates must be US a Citizen, Green Card holder, or Permanent Residents to be considered.