What are the responsibilities and job description for the Compliance Lead position at HW3?
HW3 has partnered with a fast-growing, well-funded Fintech Platform looking to hire a Compliance Lead in tandem with the growth and success of the business.
This a remote opportunity, however will travel to their San Francisco HQ once per month (company paid).
As a Compliance Lead, your responsibilities will be:
- Directly interfacing with customers to guide them through licensing challenges, across new and existing products
- The Compliance Lead will be consultative in nature, guide customers with empathy through clear communication, and be solutions-oriented
- Collaborating with Engineers to build new and innovative products, and create efficiencies across the exiting platform
- Building and maintaining strong relationships with regulators and other stakeholders
- Possessing an understanding of licensing processes, laws, rules and regulations of at least two of the following kinds of financial licenses: Fiat Money-Transmission Licenses (MTLs), Crypto, Mortgage, Lending, or Debt Collection
- Keep up to date with new or recently amended licensing laws, rules and regulations at state and federal levels
- Experience in filing, maintaining, acquiring, reporting requirements and/or surrendering of licenses
- Hands-on experience with NMLS to develop regulatory licensing strategies alongside customers to obtain and/or maintain licenses most efficiently
As a Compliance Lead, you will need:
- A minimum of 3 years of experience within a Fintech industry with knowledge regarding two or more of the following licenses: Fiat Money Transmission Licenses (MTLs), Crypto, Mortgage, Lending, or Debt Collection
- Hands-on experience using NMLS
- A Bachelor's Degree from a college or university
Candidate’s need to be a US Citizen, Green Card holder or Permanent Resident.
Salary : $120,000 - $150,000